{ "crd_number": 160396, "slug": "windjammer-capital-investors-newport-beach-ca-160396", "primary_business_name": "WINDJAMMER CAPITAL INVESTORS", "legal_name": "WINDJAMMER MANAGEMENT PARTNERS, L.P.", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-16", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 3101117347.0, "raum_discretionary": 3101117347.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 27, "advisory_employees": 24, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3101117347.0, "count": 9 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "MA" ], "websites": [ "https://linkedin.com/company/windjammer-capital-investors", "https://windjammercapital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160396", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/windjammer-capital-investors-newport-beach-ca-160396", "display_name": "Windjammer Capital Investors", "summary": "Windjammer Capital Investors is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Windjammer Capital Investors (CRD 160396): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Windjammer Capital Investors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Windjammer Capital Investors reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Windjammer Capital Investors located?", "a": "Windjammer Capital Investors' principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Windjammer Capital Investors registered with the SEC or a state?", "a": "Windjammer Capital Investors is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160396." }, { "q": "How much does Windjammer Capital Investors manage?", "a": "Windjammer Capital Investors reports $3,101,117,347 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Windjammer Capital Investors' assets and staff changed since 2021?", "a": "In the Form ADV data for Windjammer Capital Investors: Regulatory assets under management: $2,114,508,904 in the October 2021 data and $3,101,117,347 in the October 2026 data, up 47%. Total employees: 23 in October 2021 and 27 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Windjammer Capital Investors serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Windjammer Capital Investors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160396" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2114508904.0, "total_employees": 23, "filing_date": "2021-09-10" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2356918278.0, "total_employees": 23, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2494130786.0, "total_employees": 24, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3733071073.0, "total_employees": 28, "filing_date": "2024-04-24" }, { "period": "2025-10-01", "regulatory_assets_under_management": 3263845353.0, "total_employees": 27, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3101117347.0, "total_employees": 27, "filing_date": "2026-03-27" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/windjammer-capital-investors-newport-beach-ca-160396.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 3101117347.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160396", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }