# Windham Financial Services, Inc.

> Windham Financial Services, Inc. is a state-registered investment advisory firm in Steamboat Springs, CO, registered since 1994, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 35307
- Filed as: WINDHAM FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Steamboat Springs, CO
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/35307
- AdvisorCensus page: https://advisorcensus.com/firm/windham-financial-services-inc-steamboat-springs-co-35307

## Quick answers

**How is Windham Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Windham Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Windham Financial Services, Inc. located?**
Windham Financial Services, Inc.'s principal office is in Steamboat Springs, CO, according to its Form ADV.

**Is Windham Financial Services, Inc. registered with the SEC or a state?**
Windham Financial Services, Inc. is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 35307.

**How much does Windham Financial Services, Inc. manage?**
Windham Financial Services, Inc. reports $25,667,725 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Windham Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (10); corporations or other businesses not listed above (3).

**Does Windham Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/35307

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $25,667,725
- Discretionary: $25,667,725
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $3,417,010 |
| High net worth individuals | 10 | $10,758,564 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,472,684 |
| Charitable organizations | 1 | $57,370 |
| Insurance companies | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | 3 | $9,962,097 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (31 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, MA, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- windhamfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Windham Financial Services, Inc. (CRD 35307): Form ADV filing data as of October 2026.