{ "crd_number": 312425, "slug": "wincoram-asset-management-llc-houston-tx-312425", "primary_business_name": "WINCORAM ASSET MANAGEMENT LLC", "legal_name": "WINCORAM ASSET MANAGEMENT LLC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-04-23", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 8186110539.0, "raum_discretionary": 7257073958.0, "raum_non_discretionary": 929036581.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 28, "advisory_employees": 11, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 620010318.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 7260517763.0, "count": 15 }, "corporations_other_businesses": { "raum": 305582458.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "TX" ], "websites": [ "https://linkedin.com/company/wincoram-asset-management" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312425", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/wincoram-asset-management-llc-houston-tx-312425", "display_name": "Wincoram Asset Management LLC", "summary": "Wincoram Asset Management LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Wincoram Asset Management LLC (CRD 312425): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Wincoram Asset Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Wincoram Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Wincoram Asset Management LLC located?", "a": "Wincoram Asset Management LLC's principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is Wincoram Asset Management LLC registered with the SEC or a state?", "a": "Wincoram Asset Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312425." }, { "q": "How much does Wincoram Asset Management LLC manage?", "a": "Wincoram Asset Management LLC reports $8,186,110,539 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (89% discretionary)." }, { "q": "How have Wincoram Asset Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Wincoram Asset Management LLC: Regulatory assets under management: $414,242,500 in the October 2021 data and $8,186,110,539 in the October 2026 data, up 1876%. Total employees: 10 in October 2021 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Wincoram Asset Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15)." }, { "q": "Does Wincoram Asset Management LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312425" }, { "q": "What changed in Wincoram Asset Management LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 13 to 11. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 414242500.0, "total_employees": 10, "filing_date": "2021-08-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1220920914.0, "total_employees": 10, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2026282215.0, "total_employees": 12, "filing_date": "2023-08-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2385583398.0, "total_employees": 18, "filing_date": "2024-05-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5920735973.0, "total_employees": 26, "filing_date": "2025-03-29" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8186110539.0, "total_employees": 28, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 13 to 11.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.E(2)).", "Regulatory assets under management went from $5,920,735,973 to $8,091,328,267 (+37%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/wincoram-asset-management-llc-houston-tx-312425.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 15, "fewer_than_5": false, "raum": 7260517763.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 620010318.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 305582458.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312425", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }