# Win Team Advisory Services

> Win Team Advisory Services is a state-registered investment advisory firm in Irvine, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.

- CRD: 136680
- Filed as: WIN TEAM ADVISORY SERVICES
- Legal name: Win Team Insurance Services, Inc.
- Also doing business as: WIN TEAM ADVISORY SERVICES
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: July 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136680
- AdvisorCensus page: https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680

## Quick answers

**How is Win Team Advisory Services compensated?**
On its Form ADV (Item 5.E, October 2026), Win Team Advisory Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Win Team Advisory Services located?**
Win Team Advisory Services' principal office is in Irvine, CA, according to its Form ADV.

**Is Win Team Advisory Services registered with the SEC or a state?**
Win Team Advisory Services is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 136680.

**How much does Win Team Advisory Services manage?**
Win Team Advisory Services reports $57,622,081 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary).

**How have Win Team Advisory Services' assets and staff changed since 2021?**
In the Form ADV data for Win Team Advisory Services: Regulatory assets under management: $122,664,164 in the October 2021 data and $57,622,081 in the October 2026 data, down 53%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Win Team Advisory Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (36); charitable organizations (1).

**Does Win Team Advisory Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136680

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $57,622,081
- Discretionary: $57,622,081
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $13,616,479 |
| High net worth individuals | 36 | $43,271,595 |
| Charitable organizations | 1 | $734,007 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- win-team.org
- LinkedIn @dwc-cfp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,664,164 | 3 | March 4, 2021 |
| October 2022 | $141,848,434 | 3 | March 16, 2022 |
| October 2023 | $117,044,439 | 3 | March 31, 2023 |
| October 2024 | $143,003,100 | 3 | February 27, 2024 |
| October 2026 | $57,622,081 | 3 | July 16, 2026 |

Regulatory assets under management: $122,664,164 in the October 2021 data and $57,622,081 in the October 2026 data, down 53%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Win Team Advisory Services (CRD 136680): Form ADV filing data as of October 2026.