{ "crd_number": 136680, "slug": "win-team-advisory-services-irvine-ca-136680", "primary_business_name": "WIN TEAM ADVISORY SERVICES", "legal_name": "WIN TEAM INSURANCE SERVICES, INC.", "dbas": [ "WIN TEAM ADVISORY SERVICES" ], "city": "Irvine", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2025-05-30", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-07-16", "carried_forward": false, "raum_total": 57622081.0, "raum_discretionary": 57622081.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 734007.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 13616479.0, "count": 47 }, "high_net_worth_individuals": { "raum": 43271595.0, "count": 36 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/in/dwc-cfp", "https://win-team.org" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136680", "city_as_filed": "IRVINE", "url": "https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680", "display_name": "Win Team Advisory Services", "summary": "Win Team Advisory Services is a state-registered investment advisory firm in Irvine, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 16, 2026.", "citation": "AdvisorCensus. Win Team Advisory Services (CRD 136680): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Win Team Advisory Services compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Win Team Advisory Services reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Win Team Advisory Services located?", "a": "Win Team Advisory Services' principal office is in Irvine, CA, according to its Form ADV." }, { "q": "Is Win Team Advisory Services registered with the SEC or a state?", "a": "Win Team Advisory Services is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 136680." }, { "q": "How much does Win Team Advisory Services manage?", "a": "Win Team Advisory Services reports $57,622,081 in regulatory assets under management in its Form ADV filing dated July 16, 2026 (100% discretionary)." }, { "q": "How have Win Team Advisory Services' assets and staff changed since 2021?", "a": "In the Form ADV data for Win Team Advisory Services: Regulatory assets under management: $122,664,164 in the October 2021 data and $57,622,081 in the October 2026 data, down 53%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Win Team Advisory Services serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (36); charitable organizations (1)." }, { "q": "Does Win Team Advisory Services report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136680" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 122664164.0, "total_employees": 3, "filing_date": "2021-03-04" }, { "period": "2022-10-01", "regulatory_assets_under_management": 141848434.0, "total_employees": 3, "filing_date": "2022-03-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 117044439.0, "total_employees": 3, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 143003100.0, "total_employees": 3, "filing_date": "2024-02-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 57622081.0, "total_employees": 3, "filing_date": "2026-07-16" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 47, "fewer_than_5": false, "raum": 13616479.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 36, "fewer_than_5": false, "raum": 43271595.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 734007.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136680", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }