# Willow Tree Capital Corp Advisors LLC

> Willow Tree Capital Corp Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 328528
- Filed as: WILLOW TREE CAPITAL CORP ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328528
- AdvisorCensus page: https://advisorcensus.com/firm/willow-tree-capital-corp-advisors-llc-new-york-ny-328528

## Quick answers

**How is Willow Tree Capital Corp Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Willow Tree Capital Corp Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Willow Tree Capital Corp Advisors LLC located?**
Willow Tree Capital Corp Advisors LLC's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Willow Tree Capital Corp Advisors LLC registered with the SEC or a state?**
Willow Tree Capital Corp Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328528.

**How much does Willow Tree Capital Corp Advisors LLC manage?**
Willow Tree Capital Corp Advisors LLC reports $1,173,148,025 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary).

**How have Willow Tree Capital Corp Advisors LLC's assets and staff changed since 2024?**
In the Form ADV data for Willow Tree Capital Corp Advisors LLC: Regulatory assets under management: $310,307,565 in the October 2024 data and $1,173,148,025 in the October 2026 data, up 278%. Total employees: 20 in October 2024 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Willow Tree Capital Corp Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: business development companies (1); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Willow Tree Capital Corp Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328528

**Does Willow Tree Capital Corp Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Willow Tree generally requires that Investors in the Rated Note Feeder invest no less than $100,000. Willow Tree may waive this minimum at its sole discretion."

**What changed in Willow Tree Capital Corp Advisors LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Willow Tree generally requires that Investors in the Rated Note Feeder invest no less than $100,000. Willow Tree may waive this minimum at its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,173,148,025
- Discretionary: $1,173,148,025
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Business development companies | 1 | $1,043,324,614 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $129,823,411 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 21 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Chicago, IL
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- willowtreelp.com
- LinkedIn @willow-tree-credit-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $310,307,565 | 20 | July 30, 2024 |
| October 2025 | $744,390,979 | 21 | March 31, 2025 |
| October 2026 | $1,173,148,025 | 21 | September 9, 2026 |

Regulatory assets under management: $310,307,565 in the October 2024 data and $1,173,148,025 in the October 2026 data, up 278%.
Total employees: 20 in October 2024 and 21 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 12 to 13.
- Regulatory assets under management went from $744,390,979 to $1,173,148,025 (+58%).
- Added an office in Chicago, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Willow Tree Capital Corp Advisors LLC (CRD 328528): Form ADV filing data as of October 2026.