# Willis Towers Watson Securities, LLC

> Willis Towers Watson Securities, LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2026.

- CRD: 317602
- Filed as: WILLIS TOWERS WATSON SECURITIES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: September 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317602
- AdvisorCensus page: https://advisorcensus.com/firm/willis-towers-watson-securities-llc-chicago-il-317602

## Quick answers

**How is Willis Towers Watson Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Willis Towers Watson Securities, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Willis Towers Watson Securities, LLC located?**
Willis Towers Watson Securities, LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Willis Towers Watson Securities, LLC registered with the SEC or a state?**
Willis Towers Watson Securities, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317602.

**How much does Willis Towers Watson Securities, LLC manage?**
Willis Towers Watson Securities, LLC reports $0 in regulatory assets under management in its Form ADV filing dated September 15, 2026.

**Does Willis Towers Watson Securities, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317602

**Does Willis Towers Watson Securities, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 18, 2026 says: "Our minimum account size is generally $50,000. WTWS evaluates each situation individually and reserves the right to waive or adjust this minimum, as well as decline any potential Client, for any reason."

**What changed in Willis Towers Watson Securities, LLC's recent Form ADV filings?**
In the October 2026 filing data: Moved from state registration to SEC registration. Registered or notice-filed in CA, IL, TX. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 18, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> Our minimum account size is generally $50,000. WTWS evaluates each situation individually and reserves the right to waive or adjust this minimum, as well as decline any potential Client, for any reason.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 0 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, IL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- viaretirement.com

## Changes in the filing (last 12 months)

### October 2026
- Moved from state registration to SEC registration.
- Registered or notice-filed in CA, IL, TX.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Willis Towers Watson Securities, LLC (CRD 317602): Form ADV filing data as of October 2026.