{
  "crd_number": 301925,
  "slug": "williams-jones-wealth-management-llc-new-york-ny-301925",
  "primary_business_name": "WILLIAMS JONES WEALTH MANAGEMENT, LLC",
  "legal_name": "WILLIAMS JONES WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-07-22",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-04-30",
  "carried_forward": false,
  "raum_total": 12474548126.0,
  "raum_discretionary": 12419932178.0,
  "raum_non_discretionary": 54615948.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 52,
  "advisory_employees": 24,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 271446743.0,
      "count": 127
    },
    "individuals": {
      "raum": 125047946.0,
      "count": 182
    },
    "pension_profit_sharing": {
      "raum": 114099336.0,
      "count": 26
    },
    "high_net_worth_individuals": {
      "raum": 10953923442.0,
      "count": 1335
    },
    "corporations_other_businesses": {
      "raum": 1010030659.0,
      "count": 84
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AL",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "VT",
    "WA",
    "WI",
    "WY"
  ],
  "websites": [
    "https://focusfinancialpartners.com",
    "https://linkedin.com/company/focus-financial-partners",
    "https://linkedin.com/company/williams-jones",
    "https://twitter.com/focusfinancial",
    "https://williamsjones.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301925",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/williams-jones-wealth-management-llc-new-york-ny-301925",
  "display_name": "Williams Jones Wealth Management, LLC",
  "summary": "Williams Jones Wealth Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.",
  "citation": "AdvisorCensus. Williams Jones Wealth Management, LLC (CRD 301925): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Williams Jones Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Williams Jones Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Williams Jones Wealth Management, LLC located?",
      "a": "Williams Jones Wealth Management, LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Williams Jones Wealth Management, LLC registered with the SEC or a state?",
      "a": "Williams Jones Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301925."
    },
    {
      "q": "How much does Williams Jones Wealth Management, LLC manage?",
      "a": "Williams Jones Wealth Management, LLC reports $12,474,548,126 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Williams Jones Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Williams Jones Wealth Management, LLC: Regulatory assets under management: $9,339,969,621 in the October 2021 data and $12,474,548,126 in the October 2026 data, up 34%. Total employees: 42 in October 2021 and 52 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Williams Jones Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1,335); individuals (other than high net worth individuals) (182); charitable organizations (127)."
    },
    {
      "q": "Which custodians does Williams Jones Wealth Management, LLC use?",
      "a": "Williams Jones Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Fiduciary Trust Company International as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Williams Jones Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301925"
    },
    {
      "q": "Does Williams Jones Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 30, 2026 says: \"We generally require an aggregate minimum account asset level of $1,000,000 for investment management services; however, in our sole discretion, we may reduce or waive this minimum account asset level requirement.\""
    },
    {
      "q": "What changed in Williams Jones Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 9339969621.0,
      "total_employees": 42,
      "filing_date": "2021-06-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 10953354714.0,
      "total_employees": 37,
      "filing_date": "2022-07-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 9325066592.0,
      "total_employees": 43,
      "filing_date": "2023-09-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 10568313389.0,
      "total_employees": 45,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 11618864682.0,
      "total_employees": 50,
      "filing_date": "2025-04-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 12474548126.0,
      "total_employees": 52,
      "filing_date": "2026-04-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 18 to 24.",
        "Registered or notice-filed in IA, KS, KY, MS.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We generally require an aggregate minimum account asset level of $1,000,000 for investment management services; however, in our sole discretion, we may reduce or waive this minimum account asset level requirement."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "We generally require an aggregate minimum account asset level of $1,000,000 for investment management services; however, in our sole discretion, we may reduce or waive this minimum account asset level requirement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    },
    {
      "name": "Fiduciary Trust Company International",
      "name_as_filed": "FIDUCIARY TRUST COMPANY INTERNATIONAL",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/williams-jones-wealth-management-llc-new-york-ny-301925.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 182,
      "fewer_than_5": false,
      "raum": 125047946.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1335,
      "fewer_than_5": false,
      "raum": 10953923442.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 114099336.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 127,
      "fewer_than_5": false,
      "raum": 271446743.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 84,
      "fewer_than_5": false,
      "raum": 1010030659.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301925",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}