# Williams Capital Management Company

> Williams Capital Management Company is an SEC-registered investment advisory firm in Wilmette, IL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 109412
- Filed as: WILLIAMS CAPITAL MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wilmette, IL
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109412
- AdvisorCensus page: https://advisorcensus.com/firm/williams-capital-management-company-wilmette-il-109412

## Quick answers

**How is Williams Capital Management Company compensated?**
On its Form ADV (Item 5.E, October 2026), Williams Capital Management Company reports these compensation arrangements: a percentage of assets under its management.

**How much does Williams Capital Management Company charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Up to $5,000,000: 1% a year; Above $5,000,000: 0.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Williams Capital Management Company located?**
Williams Capital Management Company's principal office is in Wilmette, IL, according to its Form ADV.

**Is Williams Capital Management Company registered with the SEC or a state?**
Williams Capital Management Company is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 109412.

**How much does Williams Capital Management Company manage?**
Williams Capital Management Company reports $225,556,373 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (39% discretionary).

**How have Williams Capital Management Company's assets and staff changed since 2022?**
In the Form ADV data for Williams Capital Management Company: Regulatory assets under management: $127,991,402 in the October 2022 data and $225,556,373 in the October 2026 data, up 76%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Williams Capital Management Company serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22).

**Does Williams Capital Management Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109412

**Does Williams Capital Management Company state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "The minimum account size is generally $500,000. From time to time, under certain circumstances, the Adviser may reduce the minimum requirement."

**What changed in Williams Capital Management Company's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $136,078,778 to $225,556,373 (+66%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Up to $5,000,000: 1% a year
- Above $5,000,000: 0.75% a year

> Equity and balanced (stock and bond) Portfolios: 1.00% on the first $5,000,000 .75% on amounts in excess of $5,000,000

- Account minimum: $500,000

> The minimum account size is generally $500,000. From time to time, under certain circumstances, the Adviser may reduce the minimum requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $225,556,373
- Discretionary: $88,432,948
- Non-discretionary: $137,123,425

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 22 | $225,556,373 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $127,991,402 | 1 | August 3, 2022 |
| October 2023 | $97,812,705 | 1 | March 22, 2023 |
| October 2024 | $119,570,386 | 1 | March 1, 2024 |
| October 2025 | $136,078,778 | 1 | March 17, 2025 |
| October 2026 | $225,556,373 | 1 | March 18, 2026 |

Regulatory assets under management: $127,991,402 in the October 2022 data and $225,556,373 in the October 2026 data, up 76%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $136,078,778 to $225,556,373 (+66%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Williams Capital Management Company (CRD 109412): Form ADV filing data as of October 2026.