# Wilhelm Financial Services, PLLC

> Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 117504
- Filed as: WILHELM FINANCIAL SERVICES, PLLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117504
- AdvisorCensus page: https://advisorcensus.com/firm/wilhelm-financial-services-pllc-117504

## Quick answers

**How is Wilhelm Financial Services, PLLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wilhelm Financial Services, PLLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Wilhelm Financial Services, PLLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $2,000,000: 0.75% a year; $2,000,001 to $3,000,000: 0.6% a year; $3,000,001 to $4,000,000: 0.5% a year; $4,000,001 to $5,000,000: 0.4% a year; $5,000,001 to $6,000,000: 0.35% a year; $6,000,001 to $7,000,000: 0.3% a year; $7,000,001 to $10,000,000: 0.25% a year; Above $10,000,001: 0.1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Wilhelm Financial Services, PLLC registered with the SEC or a state?**
Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 117504.

**How much does Wilhelm Financial Services, PLLC manage?**
Wilhelm Financial Services, PLLC reports $171,253,014 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**How have Wilhelm Financial Services, PLLC's assets and staff changed since 2022?**
In the Form ADV data for Wilhelm Financial Services, PLLC: Regulatory assets under management: $117,289,349 in the October 2022 data and $171,253,014 in the October 2026 data, up 46%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wilhelm Financial Services, PLLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7).

**Which custodians does Wilhelm Financial Services, PLLC use?**
Wilhelm Financial Services, PLLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wilhelm Financial Services, PLLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117504

**Does Wilhelm Financial Services, PLLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time."

**What changed in Wilhelm Financial Services, PLLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $1,000,000: 1% a year
- $1,000,001 to $2,000,000: 0.75% a year
- $2,000,001 to $3,000,000: 0.6% a year
- $3,000,001 to $4,000,000: 0.5% a year
- $4,000,001 to $5,000,000: 0.4% a year
- $5,000,001 to $6,000,000: 0.35% a year
- $6,000,001 to $7,000,000: 0.3% a year
- $7,000,001 to $10,000,000: 0.25% a year
- Above $10,000,001: 0.1% a year

> For investment management services, WFS charges a percentage of assets under management, using asset-based tiers. WFS’s current standard fee schedule for investment management clients is shown below.

> Under $1,000,000 – 1.0%

> Next $ 1,000,001 – $ 2,000,000 - 0.75%

> Next $ 2,000,001 – $ 3,000,000 - 0.60%

> Next $ 3,000,001 – $ 4,000,000 - 0.50%

> Next $ 4,000,001 – $ 5,000,000 - 0.40%

> Next $ 5,000,001 – $ 6,000,000 - 0.35%

> Next $ 6,000,001 – $ 7,000,000 - 0.30%

> Next $ 7,000,001 – $10,000,000 - 0.25%

> Next $10,000,001 and over - 0.10%

- Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)

> WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $171,253,014
- Discretionary: $0
- Non-discretionary: $171,253,014

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 7 | $171,253,014 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $117,289,349 | 1 | September 2, 2022 |
| October 2023 | $116,054,000 | 1 | March 28, 2023 |
| October 2024 | $141,741,140 | 1 | March 31, 2024 |
| October 2025 | $149,801,593 | 1 | March 27, 2025 |
| October 2026 | $171,253,014 | 1 | March 31, 2026 |

Regulatory assets under management: $117,289,349 in the October 2022 data and $171,253,014 in the October 2026 data, up 46%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wilhelm Financial Services, PLLC (CRD 117504): Form ADV filing data as of October 2026.