{
  "crd_number": 117504,
  "slug": "wilhelm-financial-services-pllc-117504",
  "primary_business_name": "WILHELM FINANCIAL SERVICES, PLLC",
  "legal_name": "WILHELM FINANCIAL SERVICES, PLLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-09-30",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 171253014.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 171253014.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 171253014.0,
      "count": 7
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WA"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117504",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/wilhelm-financial-services-pllc-117504",
  "display_name": "Wilhelm Financial Services, PLLC",
  "summary": "Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Wilhelm Financial Services, PLLC (CRD 117504): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Wilhelm Financial Services, PLLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wilhelm Financial Services, PLLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Wilhelm Financial Services, PLLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $2,000,000: 0.75% a year; $2,000,001 to $3,000,000: 0.6% a year; $3,000,001 to $4,000,000: 0.5% a year; $4,000,001 to $5,000,000: 0.4% a year; $5,000,001 to $6,000,000: 0.35% a year; $6,000,001 to $7,000,000: 0.3% a year; $7,000,001 to $10,000,000: 0.25% a year; Above $10,000,001: 0.1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Is Wilhelm Financial Services, PLLC registered with the SEC or a state?",
      "a": "Wilhelm Financial Services, PLLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 117504."
    },
    {
      "q": "How much does Wilhelm Financial Services, PLLC manage?",
      "a": "Wilhelm Financial Services, PLLC reports $171,253,014 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary)."
    },
    {
      "q": "How have Wilhelm Financial Services, PLLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Wilhelm Financial Services, PLLC: Regulatory assets under management: $117,289,349 in the October 2022 data and $171,253,014 in the October 2026 data, up 46%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wilhelm Financial Services, PLLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (7)."
    },
    {
      "q": "Which custodians does Wilhelm Financial Services, PLLC use?",
      "a": "Wilhelm Financial Services, PLLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wilhelm Financial Services, PLLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117504"
    },
    {
      "q": "Does Wilhelm Financial Services, PLLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time.\""
    },
    {
      "q": "What changed in Wilhelm Financial Services, PLLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 117289349.0,
      "total_employees": 1,
      "filing_date": "2022-09-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116054000.0,
      "total_employees": 1,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 141741140.0,
      "total_employees": 1,
      "filing_date": "2024-03-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 149801593.0,
      "total_employees": 1,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 171253014.0,
      "total_employees": 1,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $149,801,593 to $171,253,014 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,001 to $2,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$2,000,001 to $3,000,000",
        "rate": "0.6%"
      },
      {
        "band": "$3,000,001 to $4,000,000",
        "rate": "0.5%"
      },
      {
        "band": "$4,000,001 to $5,000,000",
        "rate": "0.4%"
      },
      {
        "band": "$5,000,001 to $6,000,000",
        "rate": "0.35%"
      },
      {
        "band": "$6,000,001 to $7,000,000",
        "rate": "0.3%"
      },
      {
        "band": "$7,000,001 to $10,000,000",
        "rate": "0.25%"
      },
      {
        "band": "Above $10,000,001",
        "rate": "0.1%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$3,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,001 to $2,000,000: 0.75% a year",
          "$2,000,001 to $3,000,000: 0.6% a year",
          "$3,000,001 to $4,000,000: 0.5% a year",
          "$4,000,001 to $5,000,000: 0.4% a year",
          "$5,000,001 to $6,000,000: 0.35% a year",
          "$6,000,001 to $7,000,000: 0.3% a year",
          "$7,000,001 to $10,000,000: 0.25% a year",
          "Above $10,000,001: 0.1% a year"
        ],
        "quotes": [
          "For investment management services, WFS charges a percentage of assets under management, using asset-based tiers. WFS’s current standard fee schedule for investment management clients is shown below.",
          "Under $1,000,000 – 1.0%",
          "Next $ 1,000,001 – $ 2,000,000 - 0.75%",
          "Next $ 2,000,001 – $ 3,000,000 - 0.60%",
          "Next $ 3,000,001 – $ 4,000,000 - 0.50%",
          "Next $ 4,000,001 – $ 5,000,000 - 0.40%",
          "Next $ 5,000,001 – $ 6,000,000 - 0.35%",
          "Next $ 6,000,001 – $ 7,000,000 - 0.30%",
          "Next $ 7,000,001 – $10,000,000 - 0.25%",
          "Next $10,000,001 and over - 0.10%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000001.0,
          "max": 2000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 2000001.0,
          "max": 3000000.0,
          "rate_pct": 0.6
        },
        {
          "min": 3000001.0,
          "max": 4000000.0,
          "rate_pct": 0.5
        },
        {
          "min": 4000001.0,
          "max": 5000000.0,
          "rate_pct": 0.4
        },
        {
          "min": 5000001.0,
          "max": 6000000.0,
          "rate_pct": 0.35
        },
        {
          "min": 6000001.0,
          "max": 7000000.0,
          "rate_pct": 0.3
        },
        {
          "min": 7000001.0,
          "max": 10000000.0,
          "rate_pct": 0.25
        },
        {
          "min": 10000001.0,
          "max": null,
          "rate_pct": 0.1
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 3000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "For investment management services, WFS charges a percentage of assets under management, using asset-based tiers. WFS’s current standard fee schedule for investment management clients is shown below.",
      "Under $1,000,000 – 1.0%",
      "Next $ 1,000,001 – $ 2,000,000 - 0.75%",
      "Next $ 2,000,001 – $ 3,000,000 - 0.60%",
      "Next $ 3,000,001 – $ 4,000,000 - 0.50%",
      "Next $ 4,000,001 – $ 5,000,000 - 0.40%",
      "Next $ 5,000,001 – $ 6,000,000 - 0.35%",
      "Next $ 6,000,001 – $ 7,000,000 - 0.30%",
      "Next $ 7,000,001 – $10,000,000 - 0.25%",
      "Next $10,000,001 and over - 0.10%",
      "WFS does not usually accept investment management clients with account sizes of less than $3 million. WFS can and does make exceptions to the account size minimum, but normally only when the client and WFS anticipate additional funds to bring the account total to more than $3 million within a reasonable period of time."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wilhelm-financial-services-pllc-117504.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 7,
      "fewer_than_5": false,
      "raum": 171253014.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117504",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}