# Wiederman & Associates

> Wiederman & Associates is a state-registered investment advisory firm, registered since 2018, with no regulatory assets under management reported in its Form ADV filing dated February 28, 2026.

- CRD: 132349
- Filed as: WIEDERMAN & ASSOCIATES
- Legal name: Wiederman & Associates, Certified Public Accountants, a Professi
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: February 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/132349
- AdvisorCensus page: https://advisorcensus.com/firm/wiederman-and-associates-132349

## Quick answers

**How is Wiederman & Associates compensated?**
On its Form ADV (Item 5.E, October 2026), Wiederman & Associates reports these compensation arrangements: fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Wiederman & Associates registered with the SEC or a state?**
Wiederman & Associates is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 132349.

**Does Wiederman & Associates report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132349

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132349

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wiederman & Associates (CRD 132349): Form ADV filing data as of October 2026.