# Wickham Financial & Insurance Services

> Wickham Financial & Insurance Services is an SEC-registered investment advisory firm in Marietta, GA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 307299
- Filed as: WICKHAM FINANCIAL & INSURANCE SERVICES
- Legal name: Wickham Financial Group, Inc.
- Also doing business as: WICKHAM FINANCIAL & INSURANCE SERVICES
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Marietta, GA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307299
- AdvisorCensus page: https://advisorcensus.com/firm/wickham-financial-and-insurance-services-marietta-ga-307299

## Quick answers

**How is Wickham Financial & Insurance Services compensated?**
On its Form ADV (Item 5.E, October 2026), Wickham Financial & Insurance Services reports these compensation arrangements: a percentage of assets under its management.

**Where is Wickham Financial & Insurance Services located?**
Wickham Financial & Insurance Services' principal office is in Marietta, GA, according to its Form ADV.

**Is Wickham Financial & Insurance Services registered with the SEC or a state?**
Wickham Financial & Insurance Services is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 307299.

**How much does Wickham Financial & Insurance Services manage?**
Wickham Financial & Insurance Services reports $192,959,153 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (40% discretionary).

**How have Wickham Financial & Insurance Services' assets and staff changed since 2022?**
In the Form ADV data for Wickham Financial & Insurance Services: Regulatory assets under management: $133,731,951 in the October 2022 data and $192,959,153 in the October 2026 data, up 44%. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wickham Financial & Insurance Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (255); high net worth individuals (53).

**Which custodians does Wickham Financial & Insurance Services use?**
Wickham Financial & Insurance Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wickham Financial & Insurance Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307299

**What changed in Wickham Financial & Insurance Services' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $145,808,313 to $192,959,153 (+32%). Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $192,959,153
- Discretionary: $76,823,329
- Non-discretionary: $116,135,824

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 255 | $75,770,814 |
| High net worth individuals | 53 | $115,991,923 |
| Other | Fewer than 5 | $1,196,416 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, NC, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wickhamservices.com
- Facebook @wickhamservices
- Instagram @wickhamservices
- LinkedIn @wickham-financial-&-insurance-services
- YouTube @UCm4RupDIEF5yFFQ-ixudjjQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $133,731,951 | 3 | March 25, 2022 |
| October 2023 | $124,984,926 | 3 | September 19, 2023 |
| October 2024 | $144,405,158 | 4 | June 26, 2024 |
| October 2025 | $145,808,313 | 4 | March 31, 2025 |
| October 2026 | $192,959,153 | 4 | March 27, 2026 |

Regulatory assets under management: $133,731,951 in the October 2022 data and $192,959,153 in the October 2026 data, up 44%.
Total employees: 3 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $145,808,313 to $192,959,153 (+32%).
- Employees performing advisory functions went from 2 to 3.

### January 2026
- No longer registered or notice-filed in FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wickham Financial & Insurance Services (CRD 307299): Form ADV filing data as of October 2026.