# WHITMAN/PETERSON, LLC

> WHITMAN/PETERSON, LLC is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 29, 2026.

- CRD: 296087
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westlake Village, CA
- Filing period: October 2026
- Form ADV filing dated: April 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/296087
- AdvisorCensus page: https://advisorcensus.com/firm/whitman-peterson-llc-westlake-village-ca-296087

## Quick answers

**How is WHITMAN/PETERSON, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), WHITMAN/PETERSON, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is WHITMAN/PETERSON, LLC located?**
WHITMAN/PETERSON, LLC's principal office is in Westlake Village, CA, according to its Form ADV.

**Is WHITMAN/PETERSON, LLC registered with the SEC or a state?**
WHITMAN/PETERSON, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 296087.

**How much does WHITMAN/PETERSON, LLC manage?**
WHITMAN/PETERSON, LLC reports $2,366,598,704 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary).

**How have WHITMAN/PETERSON, LLC's assets and staff changed since 2021?**
In the Form ADV data for WHITMAN/PETERSON, LLC: Regulatory assets under management: $1,040,451,688 in the October 2021 data and $2,366,598,704 in the October 2026 data, up 127%. Total employees: 20 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does WHITMAN/PETERSON, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does WHITMAN/PETERSON, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296087

**What changed in WHITMAN/PETERSON, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,982,330,988 to $2,354,543,895 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,366,598,704
- Discretionary: $2,366,598,704
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $2,366,598,704 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 26 total, 26 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [whitmanpeterson.com](https://whitmanpeterson.com)
- LinkedIn @whitman-peterson
- X @WhitmanPeterson

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,040,451,688 | 20 | March 30, 2021 |
| October 2022 | $1,683,420,576 | 22 | September 16, 2022 |
| October 2023 | $1,720,491,684 | 21 | May 3, 2023 |
| October 2024 | $1,701,555,172 | 22 | May 3, 2024 |
| October 2025 | $1,982,330,988 | 28 | April 28, 2025 |
| October 2026 | $2,366,598,704 | 26 | April 29, 2026 |

Regulatory assets under management: $1,040,451,688 in the October 2021 data and $2,366,598,704 in the October 2026 data, up 127%.
Total employees: 20 in October 2021 and 26 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,982,330,988 to $2,354,543,895 (+19%).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. WHITMAN/PETERSON, LLC (CRD 296087): Form ADV filing data as of October 2026.