{ "crd_number": 296087, "slug": "whitman-peterson-llc-westlake-village-ca-296087", "primary_business_name": "WHITMAN/PETERSON, LLC", "legal_name": "WHITMAN/PETERSON, LLC", "dbas": [], "city": "Westlake Village", "state": "CA", "country": "United States", "cbsa_code": "37100", "metro": { "cbsa_code": "37100", "common_name": "Oxnard", "msa_name": "Oxnard-Thousand Oaks-Ventura, CA", "path": "/advisors/ca/oxnard" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-07-15", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-04-29", "carried_forward": false, "raum_total": 2366598704.0, "raum_discretionary": 2366598704.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 26, "advisory_employees": 26, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2366598704.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://linkedin.com/company/whitman-peterson", "https://twitter.com/WhitmanPeterson", "https://whitmanpeterson.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296087", "city_as_filed": "WESTLAKE VILLAGE", "url": "https://advisorcensus.com/firm/whitman-peterson-llc-westlake-village-ca-296087", "display_name": "WHITMAN/PETERSON, LLC", "summary": "WHITMAN/PETERSON, LLC is an SEC-registered investment advisory firm in Westlake Village, CA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 29, 2026.", "citation": "AdvisorCensus. WHITMAN/PETERSON, LLC (CRD 296087): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is WHITMAN/PETERSON, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), WHITMAN/PETERSON, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is WHITMAN/PETERSON, LLC located?", "a": "WHITMAN/PETERSON, LLC's principal office is in Westlake Village, CA, according to its Form ADV." }, { "q": "Is WHITMAN/PETERSON, LLC registered with the SEC or a state?", "a": "WHITMAN/PETERSON, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 296087." }, { "q": "How much does WHITMAN/PETERSON, LLC manage?", "a": "WHITMAN/PETERSON, LLC reports $2,366,598,704 in regulatory assets under management in its Form ADV filing dated April 29, 2026 (100% discretionary)." }, { "q": "How have WHITMAN/PETERSON, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for WHITMAN/PETERSON, LLC: Regulatory assets under management: $1,040,451,688 in the October 2021 data and $2,366,598,704 in the October 2026 data, up 127%. Total employees: 20 in October 2021 and 26 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does WHITMAN/PETERSON, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does WHITMAN/PETERSON, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296087" }, { "q": "What changed in WHITMAN/PETERSON, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,982,330,988 to $2,354,543,895 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1040451688.0, "total_employees": 20, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1683420576.0, "total_employees": 22, "filing_date": "2022-09-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1720491684.0, "total_employees": 21, "filing_date": "2023-05-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1701555172.0, "total_employees": 22, "filing_date": "2024-05-03" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1982330988.0, "total_employees": 28, "filing_date": "2025-04-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2366598704.0, "total_employees": 26, "filing_date": "2026-04-29" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,982,330,988 to $2,354,543,895 (+19%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/whitman-peterson-llc-westlake-village-ca-296087.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 2366598704.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/296087", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }