# Whitetail Rock Capital Management, LLC

> Whitetail Rock Capital Management, LLC is an SEC-registered investment advisory firm in Lincoln, NE, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 156675
- Filed as: WHITETAIL ROCK CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincoln, NE
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156675
- AdvisorCensus page: https://advisorcensus.com/firm/whitetail-rock-capital-management-llc-lincoln-ne-156675

## Quick answers

**How is Whitetail Rock Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Whitetail Rock Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Whitetail Rock Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.05% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Whitetail Rock Capital Management, LLC located?**
Whitetail Rock Capital Management, LLC's principal office is in Lincoln, NE, according to its Form ADV.

**Is Whitetail Rock Capital Management, LLC registered with the SEC or a state?**
Whitetail Rock Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 156675.

**How much does Whitetail Rock Capital Management, LLC manage?**
Whitetail Rock Capital Management, LLC reports $3,278,847,169 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Whitetail Rock Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Whitetail Rock Capital Management, LLC: Regulatory assets under management: $1,871,212,942 in the October 2021 data and $3,278,847,169 in the October 2026 data, up 75%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Whitetail Rock Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Which custodians does Whitetail Rock Capital Management, LLC use?**
Whitetail Rock Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Union Bank & Trust (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Whitetail Rock Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156675

**Does Whitetail Rock Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We require a minimum account size of $1,000,000, though this account minimum may be waived under certain circumstances at our sole discretion."

**What changed in Whitetail Rock Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.05% to 0.5% a year (a range, as the brochure states it)

> Our annual fees for portfolio management services are based upon a percentage of assets under management and generally range from 0.05% to 0.50%.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> We require a minimum account size of $1,000,000, though this account minimum may be waived under certain circumstances at our sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Union Bank & Trust (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,278,847,169
- Discretionary: $3,278,847,169
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | Fewer than 5 | $885,575,788 |
| Banking or thrift institutions | Fewer than 5 | $2,309,642,645 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $83,628,736 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2011 (15 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,871,212,942 | 3 | March 25, 2021 |
| October 2022 | $2,603,692,162 | 3 | March 24, 2022 |
| October 2023 | $3,524,536,283 | 3 | March 29, 2023 |
| October 2024 | $3,273,838,712 | 3 | March 25, 2024 |
| October 2025 | $3,104,214,723 | 3 | March 25, 2025 |
| October 2026 | $3,278,847,169 | 3 | March 27, 2026 |

Regulatory assets under management: $1,871,212,942 in the October 2021 data and $3,278,847,169 in the October 2026 data, up 75%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whitetail Rock Capital Management, LLC (CRD 156675): Form ADV filing data as of October 2026.