# Whitestone Wealth Advisors, LLC

> Whitestone Wealth Advisors, LLC is a state-registered investment advisory firm in Rowlett, TX, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 299381
- Filed as: WHITESTONE WEALTH ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rowlett, TX
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299381
- AdvisorCensus page: https://advisorcensus.com/firm/whitestone-wealth-advisors-llc-rowlett-tx-299381

## Quick answers

**How is Whitestone Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Whitestone Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Whitestone Wealth Advisors, LLC located?**
Whitestone Wealth Advisors, LLC's principal office is in Rowlett, TX, according to its Form ADV.

**Is Whitestone Wealth Advisors, LLC registered with the SEC or a state?**
Whitestone Wealth Advisors, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 299381.

**How much does Whitestone Wealth Advisors, LLC manage?**
Whitestone Wealth Advisors, LLC reports $18,844,383 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**What types of clients does Whitestone Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (73); high net worth individuals (1).

**Does Whitestone Wealth Advisors, LLC report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(3) (self-regulatory organization's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299381

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $18,844,383
- Discretionary: $18,844,383
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 73 | $16,145,229 |
| High net worth individuals | 1 | $2,699,154 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(3): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299381

### Websites listed on Form ADV (Item 1.I)
- whitestonewealthadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whitestone Wealth Advisors, LLC (CRD 299381): Form ADV filing data as of October 2026.