{ "crd_number": 299381, "slug": "whitestone-wealth-advisors-llc-rowlett-tx-299381", "primary_business_name": "WHITESTONE WEALTH ADVISORS, LLC", "legal_name": "WHITESTONE WEALTH ADVISORS, LLC", "dbas": [], "city": "Rowlett", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2019-03-07", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-08-26", "carried_forward": false, "raum_total": 18844383.0, "raum_discretionary": 18844383.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 16145229.0, "count": 73 }, "high_net_worth_individuals": { "raum": 2699154.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 3, "states_registered": [ "TX" ], "websites": [ "https://whitestonewealthadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299381", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(3)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "ROWLETT", "url": "https://advisorcensus.com/firm/whitestone-wealth-advisors-llc-rowlett-tx-299381", "display_name": "Whitestone Wealth Advisors, LLC", "summary": "Whitestone Wealth Advisors, LLC is a state-registered investment advisory firm in Rowlett, TX, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.", "citation": "AdvisorCensus. Whitestone Wealth Advisors, LLC (CRD 299381): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Whitestone Wealth Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Whitestone Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Whitestone Wealth Advisors, LLC located?", "a": "Whitestone Wealth Advisors, LLC's principal office is in Rowlett, TX, according to its Form ADV." }, { "q": "Is Whitestone Wealth Advisors, LLC registered with the SEC or a state?", "a": "Whitestone Wealth Advisors, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 299381." }, { "q": "How much does Whitestone Wealth Advisors, LLC manage?", "a": "Whitestone Wealth Advisors, LLC reports $18,844,383 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary)." }, { "q": "What types of clients does Whitestone Wealth Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (73); high net worth individuals (1)." }, { "q": "Does Whitestone Wealth Advisors, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation), 11.E(3) (self-regulatory organization's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299381" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/whitestone-wealth-advisors-llc-rowlett-tx-299381.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 73, "fewer_than_5": false, "raum": 16145229.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 1, "fewer_than_5": true, "raum": 2699154.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/299381", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }