# Whitespace Financial, LLC

> Whitespace Financial, LLC is a state-registered investment advisory firm in Palo Alto, CA, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 149069
- Filed as: WHITESPACE FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Palo Alto, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149069
- AdvisorCensus page: https://advisorcensus.com/firm/whitespace-financial-llc-palo-alto-ca-149069

## Quick answers

**How is Whitespace Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Whitespace Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Whitespace Financial, LLC located?**
Whitespace Financial, LLC's principal office is in Palo Alto, CA, according to its Form ADV.

**Is Whitespace Financial, LLC registered with the SEC or a state?**
Whitespace Financial, LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 149069.

**How much does Whitespace Financial, LLC manage?**
Whitespace Financial, LLC reports $62,861,800 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (49% discretionary).

**What types of clients does Whitespace Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (17); high net worth individuals (10); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Whitespace Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149069

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $62,861,800
- Discretionary: $30,861,335
- Non-discretionary: $32,000,465

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 17 | $4,839,824 |
| High net worth individuals | 10 | $34,251,748 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $23,770,228 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2009 (16 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ourwhitespace.com
- Facebook @WHITESPACE-FINANCIAL-LLC-122218073783
- LinkedIn @whitespace-financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whitespace Financial, LLC (CRD 149069): Form ADV filing data as of October 2026.