# Whitener Capital Management, Inc

> Whitener Capital Management, Inc is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 1987, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 106865
- Filed as: WHITENER CAPITAL MANAGEMENT, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rocky Mount, NC
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106865
- AdvisorCensus page: https://advisorcensus.com/firm/whitener-capital-management-inc-rocky-mount-nc-106865

## Quick answers

**How is Whitener Capital Management, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Whitener Capital Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Whitener Capital Management, Inc charge?**
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1% a year; Above $1,000,000: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Whitener Capital Management, Inc located?**
Whitener Capital Management, Inc's principal office is in Rocky Mount, NC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Whitener Capital Management, Inc registered with the SEC or a state?**
Whitener Capital Management, Inc is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 106865.

**How much does Whitener Capital Management, Inc manage?**
Whitener Capital Management, Inc reports $598,471,988 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary).

**How have Whitener Capital Management, Inc's assets and staff changed since 2021?**
In the Form ADV data for Whitener Capital Management, Inc: Regulatory assets under management: $314,973,098 in the October 2021 data and $598,471,988 in the October 2026 data, up 90%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Whitener Capital Management, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (563); high net worth individuals (237); pension and profit sharing plans (but not the plan participants or government pension plans) (25).

**Which custodians does Whitener Capital Management, Inc use?**
Whitener Capital Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Whitener Capital Management, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106865

**What changed in Whitener Capital Management, Inc's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 24, 2026)

- Up to $500,000: 1.25% a year
- $500,001 to $1,000,000: 1% a year
- Above $1,000,000: 0.7% a year

> Our fee for portfolio management services is based on a percent of assets under management calculated quarterly in arrears, and set forth in the following fee schedule: Assets Under Management Annual Fee For the first $500,000 1.25% $500,001 - $1,000,000 1.00% Over $1,000,000 0.70%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $598,471,988
- Discretionary: $566,294,885
- Non-discretionary: $32,177,103

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 563 | $137,901,845 |
| High net worth individuals | 237 | $386,825,330 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 25 | $50,001,365 |
| Charitable organizations | 4 | $4,628,368 |
| Corporations or other businesses not listed above | 4 | $6,835,056 |
| Other | 18 | $12,280,024 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1987 (38 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, LA, MD, NC, NY, RI, SC, TX, VA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Cary, NC

### Websites listed on Form ADV (Item 1.I)
- [whitenercapital.com](https://whitenercapital.com)
- Facebook @Whitenercapital
- Instagram @whitenercapital
- LinkedIn @whitener-capital-management-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $314,973,098 | 8 | May 20, 2021 |
| October 2022 | $388,600,000 | 8 | August 25, 2022 |
| October 2023 | $346,192,564 | 8 | February 23, 2023 |
| October 2024 | $409,230,584 | 10 | April 26, 2024 |
| October 2025 | $506,099,007 | 10 | April 28, 2025 |
| October 2026 | $598,471,988 | 9 | February 24, 2026 |

Regulatory assets under management: $314,973,098 in the October 2021 data and $598,471,988 in the October 2026 data, up 90%.
Total employees: 8 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whitener Capital Management, Inc (CRD 106865): Form ADV filing data as of October 2026.