{
  "crd_number": 106865,
  "slug": "whitener-capital-management-inc-rocky-mount-nc-106865",
  "primary_business_name": "WHITENER CAPITAL MANAGEMENT, INC",
  "legal_name": "WHITENER CAPITAL MANAGEMENT, INC",
  "dbas": [],
  "city": "Rocky Mount",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "40580",
  "metro": {
    "cbsa_code": "40580",
    "common_name": "Rocky Mount",
    "msa_name": "Rocky Mount, NC",
    "path": "/advisors/nc/rocky-mount"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1987-12-31",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 598471988.0,
  "raum_discretionary": 566294885.0,
  "raum_non_discretionary": 32177103.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 12280024.0,
      "count": 18,
      "description": "TRUSTS"
    },
    "charitable": {
      "raum": 4628368.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 137901845.0,
      "count": 563
    },
    "pension_profit_sharing": {
      "raum": 50001365.0,
      "count": 25
    },
    "high_net_worth_individuals": {
      "raum": 386825330.0,
      "count": 237
    },
    "corporations_other_businesses": {
      "raum": 6835056.0,
      "count": 4,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "GA",
    "LA",
    "MD",
    "NC",
    "NY",
    "RI",
    "SC",
    "TX",
    "VA",
    "WV"
  ],
  "websites": [
    "https://facebook.com/Whitenercapital",
    "https://instagram.com/whitenercapital",
    "https://linkedin.com/company/whitener-capital-management-inc",
    "https://whitenercapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106865",
  "city_as_filed": "ROCKY MOUNT",
  "url": "https://advisorcensus.com/firm/whitener-capital-management-inc-rocky-mount-nc-106865",
  "display_name": "Whitener Capital Management, Inc",
  "summary": "Whitener Capital Management, Inc is an SEC-registered investment advisory firm in Rocky Mount, NC, registered since 1987, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Whitener Capital Management, Inc (CRD 106865): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Whitener Capital Management, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Whitener Capital Management, Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Whitener Capital Management, Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $500,000: 1.25% a year; $500,001 to $1,000,000: 1% a year; Above $1,000,000: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Whitener Capital Management, Inc located?",
      "a": "Whitener Capital Management, Inc's principal office is in Rocky Mount, NC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Whitener Capital Management, Inc registered with the SEC or a state?",
      "a": "Whitener Capital Management, Inc is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 106865."
    },
    {
      "q": "How much does Whitener Capital Management, Inc manage?",
      "a": "Whitener Capital Management, Inc reports $598,471,988 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary)."
    },
    {
      "q": "How have Whitener Capital Management, Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Whitener Capital Management, Inc: Regulatory assets under management: $314,973,098 in the October 2021 data and $598,471,988 in the October 2026 data, up 90%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Whitener Capital Management, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (563); high net worth individuals (237); pension and profit sharing plans (but not the plan participants or government pension plans) (25)."
    },
    {
      "q": "Which custodians does Whitener Capital Management, Inc use?",
      "a": "Whitener Capital Management, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Whitener Capital Management, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106865"
    },
    {
      "q": "What changed in Whitener Capital Management, Inc's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 314973098.0,
      "total_employees": 8,
      "filing_date": "2021-05-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 388600000.0,
      "total_employees": 8,
      "filing_date": "2022-08-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 346192564.0,
      "total_employees": 8,
      "filing_date": "2023-02-23"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 409230584.0,
      "total_employees": 10,
      "filing_date": "2024-04-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 506099007.0,
      "total_employees": 10,
      "filing_date": "2025-04-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 598471988.0,
      "total_employees": 9,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $506,099,007 to $598,471,988 (+18%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,001 to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $1,000,000",
        "rate": "0.7%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.25% a year",
          "$500,001 to $1,000,000: 1% a year",
          "Above $1,000,000: 0.7% a year"
        ],
        "quotes": [
          "Our fee for portfolio management services is based on a percent of assets under management calculated quarterly in arrears, and set forth in the following fee schedule: Assets Under Management Annual Fee For the first $500,000 1.25% $500,001 - $1,000,000 1.00% Over $1,000,000 0.70%"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500001.0,
          "max": 1000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 1000000.0,
          "max": null,
          "rate_pct": 0.7
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our fee for portfolio management services is based on a percent of assets under management calculated quarterly in arrears, and set forth in the following fee schedule: Assets Under Management Annual Fee For the first $500,000 1.25% $500,001 - $1,000,000 1.00% Over $1,000,000 0.70%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/whitener-capital-management-inc-rocky-mount-nc-106865.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 563,
      "fewer_than_5": false,
      "raum": 137901845.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 237,
      "fewer_than_5": false,
      "raum": 386825330.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 25,
      "fewer_than_5": false,
      "raum": 50001365.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 4628368.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": true,
      "raum": 6835056.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 18,
      "fewer_than_5": false,
      "raum": 12280024.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/106865",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}