{ "crd_number": 170531, "slug": "whitehaven-asset-management-lp-greenwich-ct-170531", "primary_business_name": "WHITEHAVEN ASSET MANAGEMENT, LP", "legal_name": "WHITEHAVEN ASSET MANAGEMENT, LP", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-06-24", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 4182864205.0, "raum_discretionary": 4182864205.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 15, "advisory_employees": 15, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4182864205.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://linkedin.com/company/whitehaven-asset-management-lp", "https://whitehavenlp.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170531", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/whitehaven-asset-management-lp-greenwich-ct-170531", "display_name": "Whitehaven Asset Management, LP", "summary": "Whitehaven Asset Management, LP is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Whitehaven Asset Management, LP (CRD 170531): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Whitehaven Asset Management, LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Whitehaven Asset Management, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "What does Whitehaven Asset Management, LP's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Whitehaven Asset Management, LP located?", "a": "Whitehaven Asset Management, LP's principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is Whitehaven Asset Management, LP registered with the SEC or a state?", "a": "Whitehaven Asset Management, LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 170531." }, { "q": "How much does Whitehaven Asset Management, LP manage?", "a": "Whitehaven Asset Management, LP reports $4,182,864,205 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Whitehaven Asset Management, LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Whitehaven Asset Management, LP: Regulatory assets under management: $3,966,795,676 in the October 2021 data and $4,182,864,205 in the October 2026 data, up 5%. Total employees: 15 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Whitehaven Asset Management, LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Whitehaven Asset Management, LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170531" }, { "q": "What changed in Whitehaven Asset Management, LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 19 to 15. Regulatory assets under management went from $4,811,997,243 to $4,182,864,205 (-13%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3966795676.0, "total_employees": 15, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3857618151.0, "total_employees": 14, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4719319913.0, "total_employees": 16, "filing_date": "2023-03-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4778978372.0, "total_employees": 17, "filing_date": "2024-05-31" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4811997243.0, "total_employees": 19, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4182864205.0, "total_employees": 15, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 19 to 15.", "Regulatory assets under management went from $4,811,997,243 to $4,182,864,205 (-13%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 27, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "1.75% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 1.75% of assets a year (the maximum the brochure states)" ], "quotes": [ "The Management Fee is generally payable to the Adviser quarterly in advance and is at an annual rate of up to 1.75% of the value of each investor’s account as of the first day of the applicable quarter." ] } ], "quotes": [ "The Management Fee is generally payable to the Adviser quarterly in advance and is at an annual rate of up to 1.75% of the value of each investor’s account as of the first day of the applicable quarter." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/whitehaven-asset-management-lp-greenwich-ct-170531.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 4182864205.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170531", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }