# White Lighthouse Investment Management, Inc.

> White Lighthouse Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 108030
- Filed as: WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108030
- AdvisorCensus page: https://advisorcensus.com/firm/white-lighthouse-investment-management-inc-108030

## Quick answers

**How is White Lighthouse Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), White Lighthouse Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is White Lighthouse Investment Management, Inc. registered with the SEC or a state?**
White Lighthouse Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 108030.

**How much does White Lighthouse Investment Management, Inc. manage?**
White Lighthouse Investment Management, Inc. reports $918,642,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (97% discretionary).

**How have White Lighthouse Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for White Lighthouse Investment Management, Inc.: Regulatory assets under management: $355,051,149 in the October 2021 data and $918,642,000 in the October 2026 data, up 159%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does White Lighthouse Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (235); high net worth individuals (170); corporations or other businesses not listed above (1).

**Which custodians does White Lighthouse Investment Management, Inc. use?**
White Lighthouse Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does White Lighthouse Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108030

**What changed in White Lighthouse Investment Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $689,316,000 to $918,642,000 (+33%). Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $918,642,000
- Discretionary: $888,887,000
- Non-discretionary: $29,755,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 235 | $142,155,500 |
| High net worth individuals | 170 | $776,329,500 |
| Corporations or other businesses not listed above | 1 | $157,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 9 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, MA, NC, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Lausanne

### Websites listed on Form ADV (Item 1.I)
- white-lighthouse.com
- whitelighthouse.com
- Facebook @WhiteLighthouseInvestmentManagement
- LinkedIn @white-lighthouse-investment-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $355,051,149 | 6 | March 25, 2021 |
| October 2022 | $452,472,833 | 7 | June 28, 2022 |
| October 2023 | $421,177,000 | 8 | September 6, 2023 |
| October 2024 | $511,071,000 | 8 | March 27, 2024 |
| October 2025 | $689,316,000 | 9 | March 25, 2025 |
| October 2026 | $918,642,000 | 9 | June 9, 2026 |

Regulatory assets under management: $355,051,149 in the October 2021 data and $918,642,000 in the October 2026 data, up 159%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $689,316,000 to $918,642,000 (+33%).
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. White Lighthouse Investment Management, Inc. (CRD 108030): Form ADV filing data as of October 2026.