# Whiston Asset Management

> Whiston Asset Management is a state-registered investment advisory firm in New York City, NY, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 118691
- Filed as: WHISTON ASSET MANAGEMENT
- Legal name: Whiston Asset Management Group, Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York City, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/118691
- AdvisorCensus page: https://advisorcensus.com/firm/whiston-asset-management-new-york-city-ny-118691

## Quick answers

**How is Whiston Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Whiston Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Whiston Asset Management located?**
Whiston Asset Management's principal office is in New York City, NY, according to its Form ADV.

**Is Whiston Asset Management registered with the SEC or a state?**
Whiston Asset Management is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 118691.

**How much does Whiston Asset Management manage?**
Whiston Asset Management reports $20,989,755 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Whiston Asset Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6); individuals (other than high net worth individuals) (5).

**Does Whiston Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/118691

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $20,989,755
- Discretionary: $20,989,755
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $978,680 |
| High net worth individuals | 6 | $20,011,075 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [whistonassetmanagement.com](https://whistonassetmanagement.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whiston Asset Management (CRD 118691): Form ADV filing data as of October 2026.