# Whipplewood Advisors, LLC

> Whipplewood Advisors, LLC is an SEC-registered investment advisory firm in Littleton, CO, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 8, 2026.

- CRD: 282860
- Filed as: WHIPPLEWOOD ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Littleton, CO
- Filing period: October 2026
- Form ADV filing dated: May 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282860
- AdvisorCensus page: https://advisorcensus.com/firm/whipplewood-advisors-llc-littleton-co-282860

## Quick answers

**How is Whipplewood Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Whipplewood Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Whipplewood Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated May 8, 2026 states: Flat fee: $2,500 to $75,000 (financial planning); Hourly rate: $150 to $500 an hour (creating your financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Whipplewood Advisors, LLC located?**
Whipplewood Advisors, LLC's principal office is in Littleton, CO, according to its Form ADV.

**Is Whipplewood Advisors, LLC registered with the SEC or a state?**
Whipplewood Advisors, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 282860.

**How much does Whipplewood Advisors, LLC manage?**
Whipplewood Advisors, LLC reports $324,509,539 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (99% discretionary).

**How have Whipplewood Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Whipplewood Advisors, LLC: Regulatory assets under management: $166,852,630 in the October 2021 data and $324,509,539 in the October 2026 data, up 94%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Whipplewood Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (197); individuals (other than high net worth individuals) (169); charitable organizations (6).

**Which custodians does Whipplewood Advisors, LLC use?**
Whipplewood Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Whipplewood Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282860

**Does Whipplewood Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated May 8, 2026 says: "We provide investment advice to individuals, high net individuals, charitable organizations, estates and trusts. We have no minimum initial account value for opening an account with our firm."

**What changed in Whipplewood Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $288,037,168 to $324,509,539 (+13%). Registered or notice-filed in NM.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 8, 2026)

- Account minimum: None

> We provide investment advice to individuals, high net individuals, charitable organizations, estates and trusts. We have no minimum initial account value for opening an account with our firm.

- Flat fee: $2,500 to $75,000 (financial planning)

> Financial Planning fees are fixed fees or variable fees and range from $ 2,500 to $75,000.

- Hourly rate: $150 to $500 an hour (creating your financial plan)

> The hourly rate used for this purpose ranges from $150/hour to $500/hour depending on professional staff’s time allocated to preparation of the Plan .

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $324,509,539
- Discretionary: $320,469,676
- Non-discretionary: $4,039,863

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $29,728,640 |
| High net worth individuals | 197 | $290,613,942 |
| Charitable organizations | 6 | $600,216 |
| Corporations or other businesses not listed above | 5 | $3,566,741 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (5 years)
- Employees: 6 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, IL, NE, NM, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $166,852,630 | 5 | September 13, 2021 |
| October 2022 | $212,241,726 | 5 | March 9, 2022 |
| October 2023 | $208,119,313 | 6 | March 8, 2023 |
| October 2024 | $267,381,182 | 6 | April 1, 2024 |
| October 2025 | $288,037,168 | 7 | March 21, 2025 |
| October 2026 | $324,509,539 | 6 | May 8, 2026 |

Regulatory assets under management: $166,852,630 in the October 2021 data and $324,509,539 in the October 2026 data, up 94%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 6.
- Regulatory assets under management went from $288,037,168 to $324,509,539 (+13%).
- Registered or notice-filed in NM.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whipplewood Advisors, LLC (CRD 282860): Form ADV filing data as of October 2026.