# Wheelhouse Advisory Group, LLC

> Wheelhouse Advisory Group, LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 312806
- Filed as: WHEELHOUSE ADVISORY GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312806
- AdvisorCensus page: https://advisorcensus.com/firm/wheelhouse-advisory-group-llc-st-louis-mo-312806

## Quick answers

**How is Wheelhouse Advisory Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wheelhouse Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; commissions; other.

**What does Wheelhouse Advisory Group, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $3,000,000: 0.8% a year; Above $3,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Wheelhouse Advisory Group, LLC located?**
Wheelhouse Advisory Group, LLC's principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Wheelhouse Advisory Group, LLC registered with the SEC or a state?**
Wheelhouse Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 312806.

**How much does Wheelhouse Advisory Group, LLC manage?**
Wheelhouse Advisory Group, LLC reports $388,141,822 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Wheelhouse Advisory Group, LLC's assets and staff changed since 2022?**
In the Form ADV data for Wheelhouse Advisory Group, LLC: Regulatory assets under management: $118,633,712 in the October 2022 data and $388,141,822 in the October 2026 data, up 227%. Total employees: 8 in October 2022 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wheelhouse Advisory Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (427); high net worth individuals (121).

**Which custodians does Wheelhouse Advisory Group, LLC use?**
Wheelhouse Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Schwab Advisor Services as a custodian holding 10% or more of its separately managed account assets.

**Does Wheelhouse Advisory Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312806

**What changed in Wheelhouse Advisory Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $271,635,642 to $388,141,822 (+43%). Added an office in O'Fallon, IL. No longer lists an office in Fairview Heights, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $1,000,000: 1% a year
- $1,000,001 to $3,000,000: 0.8% a year
- Above $3,000,001: 0.5% a year

> Fees for the Wealth Planning Engagement are based on a negotiated percentage of assets under management according to the following schedule:

> $0 to $1,000,000 1.0%

> $1,000,001 to $3,000,000 .80%

> $3,000,001 and greater .50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Schwab Advisor Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $388,141,822
- Discretionary: $388,141,822
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 427 | $171,733,297 |
| High net worth individuals | 121 | $216,408,525 |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 28 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- O'Fallon, IL
- St. Charles, MO

### Websites listed on Form ADV (Item 1.I)
- meetwithwheelhouse.com
- retirewithrishi.com
- stlretire.com
- wheelhouseadvisorygroup.com
- wheelhouseretirement.com
- Facebook @wheelhouseretirement
- LinkedIn @wheelhouseadvisorygroup
- YouTube @WheelhouseAdvisoryGroupSTL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $118,633,712 | 8 | May 13, 2022 |
| October 2023 | $120,484,082 | 11 | March 15, 2023 |
| October 2024 | $180,924,060 | 19 | March 18, 2024 |
| October 2025 | $271,635,642 | 23 | March 14, 2025 |
| October 2026 | $388,141,822 | 28 | March 26, 2026 |

Regulatory assets under management: $118,633,712 in the October 2022 data and $388,141,822 in the October 2026 data, up 227%.
Total employees: 8 in October 2022 and 28 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $271,635,642 to $388,141,822 (+43%).
- Added an office in O'Fallon, IL.
- No longer lists an office in Fairview Heights, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wheelhouse Advisory Group, LLC (CRD 312806): Form ADV filing data as of October 2026.