{
  "crd_number": 312806,
  "slug": "wheelhouse-advisory-group-llc-st-louis-mo-312806",
  "primary_business_name": "WHEELHOUSE ADVISORY GROUP, LLC",
  "legal_name": "WHEELHOUSE ADVISORY GROUP, LLC",
  "dbas": [],
  "city": "St. Louis",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "41180",
  "metro": {
    "cbsa_code": "41180",
    "common_name": "St. Louis",
    "msa_name": "St. Louis, MO-IL",
    "path": "/advisors/mo/st-louis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-06-09",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 388141822.0,
  "raum_discretionary": 388141822.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 28,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": null,
      "description": "0",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 171733297.0,
      "count": 427
    },
    "banking_thrift": {
      "raum": null,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 216408525.0,
      "count": 121
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "commissions",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IL",
    "MO",
    "TX"
  ],
  "websites": [
    "https://facebook.com/wheelhouseretirement",
    "https://linkedin.com/company/wheelhouseadvisorygroup",
    "https://meetwithwheelhouse.com",
    "https://retirewithrishi.com",
    "https://stlretire.com",
    "https://wheelhouseadvisorygroup.com",
    "https://wheelhouseretirement.com",
    "https://youtube.com/@WheelhouseAdvisoryGroupSTL"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312806",
  "city_as_filed": "ST. LOUIS",
  "url": "https://advisorcensus.com/firm/wheelhouse-advisory-group-llc-st-louis-mo-312806",
  "display_name": "Wheelhouse Advisory Group, LLC",
  "summary": "Wheelhouse Advisory Group, LLC is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Wheelhouse Advisory Group, LLC (CRD 312806): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Wheelhouse Advisory Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wheelhouse Advisory Group, LLC reports these compensation arrangements: a percentage of assets under its management; commissions; other."
    },
    {
      "q": "What does Wheelhouse Advisory Group, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $3,000,000: 0.8% a year; Above $3,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Wheelhouse Advisory Group, LLC located?",
      "a": "Wheelhouse Advisory Group, LLC's principal office is in St. Louis, MO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Wheelhouse Advisory Group, LLC registered with the SEC or a state?",
      "a": "Wheelhouse Advisory Group, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 312806."
    },
    {
      "q": "How much does Wheelhouse Advisory Group, LLC manage?",
      "a": "Wheelhouse Advisory Group, LLC reports $388,141,822 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)."
    },
    {
      "q": "How have Wheelhouse Advisory Group, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Wheelhouse Advisory Group, LLC: Regulatory assets under management: $118,633,712 in the October 2022 data and $388,141,822 in the October 2026 data, up 227%. Total employees: 8 in October 2022 and 28 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wheelhouse Advisory Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (427); high net worth individuals (121)."
    },
    {
      "q": "Which custodians does Wheelhouse Advisory Group, LLC use?",
      "a": "Wheelhouse Advisory Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Schwab Advisor Services as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wheelhouse Advisory Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312806"
    },
    {
      "q": "What changed in Wheelhouse Advisory Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $271,635,642 to $388,141,822 (+43%). Added an office in O'Fallon, IL. No longer lists an office in Fairview Heights, IL."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 118633712.0,
      "total_employees": 8,
      "filing_date": "2022-05-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 120484082.0,
      "total_employees": 11,
      "filing_date": "2023-03-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 180924060.0,
      "total_employees": 19,
      "filing_date": "2024-03-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 271635642.0,
      "total_employees": 23,
      "filing_date": "2025-03-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 388141822.0,
      "total_employees": 28,
      "filing_date": "2026-03-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $271,635,642 to $388,141,822 (+43%).",
        "Added an office in O'Fallon, IL.",
        "No longer lists an office in Fairview Heights, IL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 25, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,001 to $3,000,000",
        "rate": "0.8%"
      },
      {
        "band": "Above $3,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,001 to $3,000,000: 0.8% a year",
          "Above $3,000,001: 0.5% a year"
        ],
        "quotes": [
          "Fees for the Wealth Planning Engagement are based on a negotiated percentage of assets under management according to the following schedule:",
          "$0 to $1,000,000 1.0%",
          "$1,000,001 to $3,000,000 .80%",
          "$3,000,001 and greater .50%"
        ]
      }
    ],
    "quotes": [
      "Fees for the Wealth Planning Engagement are based on a negotiated percentage of assets under management according to the following schedule:",
      "$0 to $1,000,000 1.0%",
      "$1,000,001 to $3,000,000 .80%",
      "$3,000,001 and greater .50%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Schwab Advisor Services",
      "name_as_filed": "SCHWAB ADVISOR SERVICES",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wheelhouse-advisory-group-llc-st-louis-mo-312806.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 427,
      "fewer_than_5": false,
      "raum": 171733297.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 121,
      "fewer_than_5": false,
      "raum": 216408525.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312806",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}