# Wharton Financial Group

> Wharton Financial Group is a state-registered investment advisory firm in Sagamore Beach, MA, registered since 1996, with no regulatory assets under management reported in its Form ADV filing dated March 23, 2026.

- CRD: 133070
- Filed as: WHARTON FINANCIAL GROUP
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sagamore Beach, MA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/133070
- AdvisorCensus page: https://advisorcensus.com/firm/wharton-financial-group-sagamore-beach-ma-133070

## Quick answers

**How is Wharton Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Wharton Financial Group reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wharton Financial Group located?**
Wharton Financial Group's principal office is in Sagamore Beach, MA, according to its Form ADV.

**Is Wharton Financial Group registered with the SEC or a state?**
Wharton Financial Group is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 133070.

**Does Wharton Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133070

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Advisory services (Item 5.G)
- Financial planning services

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- whartonfinancialgrp.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wharton Financial Group (CRD 133070): Form ADV filing data as of October 2026.