{
  "crd_number": 133070,
  "slug": "wharton-financial-group-sagamore-beach-ma-133070",
  "primary_business_name": "WHARTON FINANCIAL GROUP",
  "legal_name": "WHARTON FINANCIAL GROUP",
  "dbas": [],
  "city": "Sagamore Beach",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "12700",
  "metro": {
    "cbsa_code": "12700",
    "common_name": "Barnstable Town",
    "msa_name": "Barnstable Town, MA",
    "path": "/advisors/ma/barnstable-town"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1996-01-06",
  "years_registered": 30,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed"
  ],
  "advisory_activities": [
    "financial_planning"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://whartonfinancialgrp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133070",
  "city_as_filed": "SAGAMORE BEACH",
  "url": "https://advisorcensus.com/firm/wharton-financial-group-sagamore-beach-ma-133070",
  "display_name": "Wharton Financial Group",
  "summary": "Wharton Financial Group is a state-registered investment advisory firm in Sagamore Beach, MA, registered since 1996, with no regulatory assets under management reported in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Wharton Financial Group (CRD 133070): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services"
  ],
  "quick_answers": [
    {
      "q": "How is Wharton Financial Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wharton Financial Group reports these compensation arrangements: fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Wharton Financial Group located?",
      "a": "Wharton Financial Group's principal office is in Sagamore Beach, MA, according to its Form ADV."
    },
    {
      "q": "Is Wharton Financial Group registered with the SEC or a state?",
      "a": "Wharton Financial Group is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 133070."
    },
    {
      "q": "Does Wharton Financial Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133070"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/wharton-financial-group-sagamore-beach-ma-133070.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/133070",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}