# Whalerock Point Partners, LLC

> Whalerock Point Partners, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 16, 2026.

- CRD: 140781
- Filed as: WHALEROCK POINT PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: January 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140781
- AdvisorCensus page: https://advisorcensus.com/firm/whalerock-point-partners-llc-west-palm-beach-fl-140781

## Quick answers

**How is Whalerock Point Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Whalerock Point Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Whalerock Point Partners, LLC located?**
Whalerock Point Partners, LLC's principal office is in West Palm Beach, FL, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Whalerock Point Partners, LLC registered with the SEC or a state?**
Whalerock Point Partners, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140781.

**How much does Whalerock Point Partners, LLC manage?**
Whalerock Point Partners, LLC reports $1,038,257,743 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (100% discretionary).

**How have Whalerock Point Partners, LLC's assets and staff changed since 2021?**
In the Form ADV data for Whalerock Point Partners, LLC: Regulatory assets under management: $569,020,564 in the October 2021 data and $1,038,257,743 in the October 2026 data, up 82%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Whalerock Point Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (75); individuals (other than high net worth individuals) (56); corporations or other businesses not listed above (4).

**Which custodians does Whalerock Point Partners, LLC use?**
Whalerock Point Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America, Citizens Bank and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Whalerock Point Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140781

**What changed in Whalerock Point Partners, LLC's recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $757,392,455 to $1,038,257,743 (+37%). Added an office in Newport, RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Bank of America
- Citizens Bank
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,038,257,743
- Discretionary: $1,038,257,743
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 56 | $24,013,520 |
| High net worth individuals | 75 | $628,505,091 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $5,495,777 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $380,243,355 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NY, RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Newport, RI

### Websites listed on Form ADV (Item 1.I)
- wrpoint.com
- LinkedIn @whalerock-point-partners-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $569,020,564 | 8 | March 16, 2021 |
| October 2022 | $668,939,891 | 8 | August 22, 2022 |
| October 2023 | $654,549,106 | 8 | March 2, 2023 |
| October 2024 | $624,783,378 | 8 | May 14, 2024 |
| October 2025 | $757,392,455 | 7 | March 28, 2025 |
| October 2026 | $1,038,257,743 | 6 | January 16, 2026 |

Regulatory assets under management: $569,020,564 in the October 2021 data and $1,038,257,743 in the October 2026 data, up 82%.
Total employees: 8 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $757,392,455 to $1,038,257,743 (+37%).
- Added an office in Newport, RI.

### January 2026
- No longer registered or notice-filed in CT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Whalerock Point Partners, LLC (CRD 140781): Form ADV filing data as of October 2026.