# Westwood Management Corp

> Westwood Management Corp is an SEC-registered investment advisory firm in Dallas, TX, registered since 1983, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 110269
- Filed as: WESTWOOD MANAGEMENT CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110269
- AdvisorCensus page: https://advisorcensus.com/firm/westwood-management-corp-dallas-tx-110269

## Quick answers

**How is Westwood Management Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Westwood Management Corp reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Westwood Management Corp located?**
Westwood Management Corp's principal office is in Dallas, TX, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Westwood Management Corp registered with the SEC or a state?**
Westwood Management Corp is an SEC-registered investment advisory firm, registered since 1983. Status as filed: Approved. CRD 110269.

**How much does Westwood Management Corp manage?**
Westwood Management Corp reports $12,457,042,247 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Westwood Management Corp's assets and staff changed since 2021?**
In the Form ADV data for Westwood Management Corp: Regulatory assets under management: $9,436,266,298 in the October 2021 data and $12,457,042,247 in the October 2026 data, up 32%. Total employees: 82 in October 2021 and 95 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westwood Management Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (146); investment companies (24); high net worth individuals (19).

**Which custodians does Westwood Management Corp use?**
Westwood Management Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, JPMorgan Chase Bank, N.A., State Street Bank and Trust Company and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Westwood Management Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110269

**What changed in Westwood Management Corp's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 76 to 68. No longer lists an office in San Francisco, CA. Registered or notice-filed in DE, IN, KS, LA, OK, UT, WI. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- JPMorgan Chase Bank, N.A.
- State Street Bank and Trust Company
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $12,457,042,247
- Discretionary: $12,457,042,247
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 146 | $195,651,088 |
| High net worth individuals | 19 | $81,748,065 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 24 | $5,763,760,169 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $1,523,393,421 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 10 | $1,141,721,193 |
| Charitable organizations | 7 | $248,095,808 |
| State or municipal government entities (including government pension plans) | 18 | $2,720,899,164 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $474,733,475 |
| Corporations or other businesses not listed above | 7 | $307,039,864 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1983 (43 years)
- Employees: 95 total, 68 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, LA, MA, MD, MI, MN, MO, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Houston, TX
- Oak Brook, IL

### Websites listed on Form ADV (Item 1.I)
- glassdoor.com/Overview/Working-at-Westwood-Holdings-Group-EI_IE14318.11,34.htm
- westwoodetfs.com
- westwoodfunds.com
- westwoodgroup.com
- Facebook @WESTWOODHOLDINGSGROUP
- LinkedIn @1059301
- LinkedIn @westwoodholdingsgroup
- X @WESTWOOD_GROUP
- YouTube @UC1QSC4T_ONtHi-SC3cIrDOQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $9,436,266,298 | 82 | March 31, 2021 |
| October 2022 | $10,870,605,423 | 76 | March 31, 2022 |
| October 2023 | $11,681,557,308 | 105 | March 31, 2023 |
| October 2024 | $11,916,051,045 | 98 | April 24, 2024 |
| October 2025 | $12,802,824,273 | 103 | April 11, 2025 |
| October 2026 | $12,457,042,247 | 95 | March 31, 2026 |

Regulatory assets under management: $9,436,266,298 in the October 2021 data and $12,457,042,247 in the October 2026 data, up 32%.
Total employees: 82 in October 2021 and 95 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 76 to 68.
- No longer lists an office in San Francisco, CA.
- Registered or notice-filed in DE, IN, KS, LA, OK, UT, WI.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in KY, LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westwood Management Corp (CRD 110269): Form ADV filing data as of October 2026.