# Westwind Capital

> Westwind Capital is an SEC-registered investment advisory firm in Las Cruces, NM, registered since 1993, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 106802
- Filed as: WESTWIND CAPITAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Las Cruces, NM
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106802
- AdvisorCensus page: https://advisorcensus.com/firm/westwind-capital-las-cruces-nm-106802

## Quick answers

**How is Westwind Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Westwind Capital reports these compensation arrangements: a percentage of assets under its management.

**Where is Westwind Capital located?**
Westwind Capital's principal office is in Las Cruces, NM, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Westwind Capital registered with the SEC or a state?**
Westwind Capital is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 106802.

**How much does Westwind Capital manage?**
Westwind Capital reports $795,933,599 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (99% discretionary).

**How have Westwind Capital's assets and staff changed since 2021?**
In the Form ADV data for Westwind Capital: Regulatory assets under management: $492,547,748 in the October 2021 data and $795,933,599 in the October 2026 data, up 62%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westwind Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (742); high net worth individuals (230); pension and profit sharing plans (but not the plan participants or government pension plans) (135).

**Which custodians does Westwind Capital use?**
Westwind Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Westwind Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106802

**Does Westwind Capital state an account minimum?**
Its Form ADV Part 2A brochure dated April 7, 2026 says: "Generally, the firm has a minimum account policy of $100,000, but this amount is negotiable."

**What changed in Westwind Capital's recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 8 to 7. No longer lists an office in Centennial, CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 7, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> Generally, the firm has a minimum account policy of $100,000, but this amount is negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $795,933,599
- Discretionary: $789,204,351
- Non-discretionary: $6,729,248

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 742 | $212,552,159 |
| High net worth individuals | 230 | $525,161,880 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 135 | $21,851,080 |
| Charitable organizations | 14 | $11,405,240 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 10 | $24,963,240 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1993 (33 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, MI, NC, NE, NM, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Centennial, CO

### Websites listed on Form ADV (Item 1.I)
- ww-capital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $492,547,748 | 8 | January 26, 2021 |
| October 2022 | $593,131,793 | 7 | May 25, 2022 |
| October 2023 | $482,917,004 | 7 | June 1, 2023 |
| October 2024 | $623,306,776 | 7 | August 9, 2024 |
| October 2025 | $715,145,223 | 7 | February 25, 2025 |
| October 2026 | $795,933,599 | 10 | August 3, 2026 |

Regulatory assets under management: $492,547,748 in the October 2021 data and $795,933,599 in the October 2026 data, up 62%.
Total employees: 8 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 8 to 7.
- No longer lists an office in Centennial, CO.

### February 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $715,145,223 to $795,933,599 (+11%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in MA, MD, NV, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westwind Capital (CRD 106802): Form ADV filing data as of October 2026.