# Westside Investment Management, LLC

> Westside Investment Management, LLC is an SEC-registered investment advisory firm in Santa Monica, CA, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 154522
- Filed as: WESTSIDE INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/154522
- AdvisorCensus page: https://advisorcensus.com/firm/westside-investment-management-llc-santa-monica-ca-154522

## Quick answers

**How is Westside Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Westside Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Westside Investment Management, LLC located?**
Westside Investment Management, LLC's principal office is in Santa Monica, CA, according to its Form ADV; the March 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Westside Investment Management, LLC registered with the SEC or a state?**
Westside Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 154522.

**How much does Westside Investment Management, LLC manage?**
Westside Investment Management, LLC reports $888,776,410 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Westside Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Westside Investment Management, LLC: Regulatory assets under management: $716,210,706 in the October 2021 data and $888,776,410 in the October 2026 data, up 24%. Total employees: 8 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westside Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (474); high net worth individuals (365); pension and profit sharing plans (but not the plan participants or government pension plans) (31).

**Which custodians does Westside Investment Management, LLC use?**
Westside Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets.

**Does Westside Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/154522

**What changed in Westside Investment Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $774,187,696 to $888,776,410 (+15%). Employees performing advisory functions went from 8 to 7. Added an office in Kahului, HI. No longer lists an office in Wailuku, HI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $888,776,410
- Discretionary: $888,776,410
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 474 | $99,000,000 |
| High net worth individuals | 365 | $663,093,964 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 31 | $25,370,227 |
| Charitable organizations | 8 | $3,312,219 |
| Corporations or other businesses not listed above | 12 | $98,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 14 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, HI, LA, NV, OK, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Kahului, HI
- Oklahoma City, OK

### Websites listed on Form ADV (Item 1.I)
- westsideim.com
- Facebook @westsideim
- LinkedIn @westsideim
- LinkedIn @abe-cornish-1120b5b5
- LinkedIn @jamesfrawleychfc
- LinkedIn @sienna-yoshida-a9b24576
- LinkedIn @sky-rylant-b543569
- LinkedIn @todd-clark-03265647
- LinkedIn @vetea-jonathan-ribet-b3919212
- X @westsideim

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $716,210,706 | 8 | February 12, 2021 |
| October 2022 | $520,816,284 | 14 | June 4, 2022 |
| October 2023 | $511,547,464 | 12 | April 28, 2023 |
| October 2024 | $659,440,332 | 15 | March 23, 2024 |
| October 2025 | $774,187,696 | 17 | April 25, 2025 |
| October 2026 | $888,776,410 | 14 | February 27, 2026 |

Regulatory assets under management: $716,210,706 in the October 2021 data and $888,776,410 in the October 2026 data, up 24%.
Total employees: 8 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $774,187,696 to $888,776,410 (+15%).
- Employees performing advisory functions went from 8 to 7.
- Added an office in Kahului, HI.
- No longer lists an office in Wailuku, HI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westside Investment Management, LLC (CRD 154522): Form ADV filing data as of October 2026.