# Westrock Asset Management, LLC

> Westrock Asset Management, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026.

- CRD: 174408
- Filed as: WESTROCK ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: May 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174408
- AdvisorCensus page: https://advisorcensus.com/firm/westrock-asset-management-llc-little-rock-ar-174408

## Quick answers

**How is Westrock Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Westrock Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Westrock Asset Management, LLC located?**
Westrock Asset Management, LLC's principal office is in Little Rock, AR, according to its Form ADV.

**Is Westrock Asset Management, LLC registered with the SEC or a state?**
Westrock Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 174408.

**How much does Westrock Asset Management, LLC manage?**
Westrock Asset Management, LLC reports $162,736,093 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary).

**How have Westrock Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Westrock Asset Management, LLC: Regulatory assets under management: $116,340,969 in the October 2021 data and $162,736,093 in the October 2026 data, up 40%. Total employees: 7 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westrock Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Westrock Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174408

**Does Westrock Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "The minimum initial capital contribution or subscription required for an investor in the Feeder Fund, the Arch Fund or the Absolute Return Fund generally is $1,000,000, although capital contributions or subscriptions of lesser amounts may be accepted in our discretion (subject to applicable law)."

**What changed in Westrock Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $208,535,727 to $162,736,093 (-22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> The minimum initial capital contribution or subscription required for an investor in the Feeder Fund, the Arch Fund or the Absolute Return Fund generally is $1,000,000, although capital contributions or subscriptions of lesser amounts may be accepted in our discretion (subject to applicable law).

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $162,736,093
- Discretionary: $162,736,093
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $162,736,093 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 12 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [westrockam.com](https://westrockam.com)
- LinkedIn @westrock-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $116,340,969 | 7 | March 29, 2021 |
| October 2022 | $394,123,221 | 8 | March 31, 2022 |
| October 2023 | $119,288,901 | 9 | May 8, 2023 |
| October 2024 | $416,781,093 | 10 | May 6, 2024 |
| October 2025 | $208,535,727 | 9 | May 7, 2025 |
| October 2026 | $162,736,093 | 12 | May 1, 2026 |

Regulatory assets under management: $116,340,969 in the October 2021 data and $162,736,093 in the October 2026 data, up 40%.
Total employees: 7 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $208,535,727 to $162,736,093 (-22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westrock Asset Management, LLC (CRD 174408): Form ADV filing data as of October 2026.