# Westpark Capital, Inc.

> Westpark Capital, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 3, 2026.

- CRD: 39914
- Filed as: WESTPARK CAPITAL, INC.
- Also doing business as: DILIGENT FINANCIAL, MEYERS FINANCIAL GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: June 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/39914
- AdvisorCensus page: https://advisorcensus.com/firm/westpark-capital-inc-los-angeles-ca-39914

## Quick answers

**How is Westpark Capital, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Westpark Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Westpark Capital, Inc. charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it); Flat fee: $150 to $7,500 (Financial Plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Westpark Capital, Inc. located?**
Westpark Capital, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Westpark Capital, Inc. registered with the SEC or a state?**
Westpark Capital, Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 39914.

**How much does Westpark Capital, Inc. manage?**
Westpark Capital, Inc. reports $53,077,941 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (90% discretionary).

**How have Westpark Capital, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Westpark Capital, Inc.: Regulatory assets under management: $27,843,468 in the October 2021 data and $53,077,941 in the October 2026 data, up 91%. Total employees: 15 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westpark Capital, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (265).

**Does Westpark Capital, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39914

**What changed in Westpark Capital, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)

> WPC is compensated by a percentage of the total fees charged on the account. An annual asset-based fee can range from .25% to 2.75% of assets.

- Flat fee: $150 to $7,500 (Financial Plans)

> Fees for Financial Plans can range from a minimum of $150.00 to as high as $7,500 per plan depending upon the simplicity or complexity of your plan.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $53,077,941
- Discretionary: $47,835,012
- Non-discretionary: $5,242,929

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 265 | $53,077,941 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, HI, IL, LA, MA, MD, MI, MN, MS, NC, NJ, NV, NY, OH, OR, PA, SC, TX, WI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39914

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Boca Raton, FL
- Irvine, CA
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [diligentfinancialgroup.com](https://diligentfinancialgroup.com)
- [meyersfinancialgroup.com](https://meyersfinancialgroup.com)
- [wpcapital.com](https://wpcapital.com)
- Facebook @westpark.capital
- LinkedIn @149633
- X @WestParkCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $27,843,468 | 15 | May 19, 2021 |
| October 2022 | $34,591,044 | 13 | September 27, 2022 |
| October 2023 | $35,149,433 | 13 | June 15, 2023 |
| October 2024 | $29,970,039 | 17 | March 30, 2024 |
| October 2025 | $47,569,260 | 15 | June 30, 2025 |
| October 2026 | $53,077,941 | 11 | June 3, 2026 |

Regulatory assets under management: $27,843,468 in the October 2021 data and $53,077,941 in the October 2026 data, up 91%.
Total employees: 15 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in SC.

### April 2026
- Regulatory assets under management went from $47,569,260 to $53,077,941 (+12%).
- Employees performing advisory functions went from 10 to 11.
- Added an office in New York, NY.
- No longer lists an office in Los Angeles, CA.

### February 2026
- Registered or notice-filed in NV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westpark Capital, Inc. (CRD 39914): Form ADV filing data as of October 2026.