{
  "crd_number": 39914,
  "slug": "westpark-capital-inc-los-angeles-ca-39914",
  "primary_business_name": "WESTPARK CAPITAL, INC.",
  "legal_name": "WESTPARK CAPITAL, INC.",
  "dbas": [
    "DILIGENT FINANCIAL",
    "MEYERS FINANCIAL GROUP"
  ],
  "city": "Los Angeles",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-09-07",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-06-03",
  "carried_forward": false,
  "raum_total": 53077941.0,
  "raum_discretionary": 47835012.0,
  "raum_non_discretionary": 5242929.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 11,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 53077941.0,
      "count": 265
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "GA",
    "HI",
    "IL",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MS",
    "NC",
    "NJ",
    "NV",
    "NY",
    "OH",
    "OR",
    "PA",
    "SC",
    "TX",
    "WI"
  ],
  "websites": [
    "https://diligentfinancialgroup.com",
    "https://facebook.com/westpark.capital",
    "https://linkedin.com/company/149633/admin/feed/posts",
    "https://meyersfinancialgroup.com",
    "https://twitter.com/WestParkCapital",
    "https://wpcapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/39914",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "LOS ANGELES",
  "url": "https://advisorcensus.com/firm/westpark-capital-inc-los-angeles-ca-39914",
  "display_name": "Westpark Capital, Inc.",
  "summary": "Westpark Capital, Inc. is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 3, 2026.",
  "citation": "AdvisorCensus. Westpark Capital, Inc. (CRD 39914): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Westpark Capital, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Westpark Capital, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Westpark Capital, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it); Flat fee: $150 to $7,500 (Financial Plans). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Westpark Capital, Inc. located?",
      "a": "Westpark Capital, Inc.'s principal office is in Los Angeles, CA, according to its Form ADV; the July 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Westpark Capital, Inc. registered with the SEC or a state?",
      "a": "Westpark Capital, Inc. is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 39914."
    },
    {
      "q": "How much does Westpark Capital, Inc. manage?",
      "a": "Westpark Capital, Inc. reports $53,077,941 in regulatory assets under management in its Form ADV filing dated June 3, 2026 (90% discretionary)."
    },
    {
      "q": "How have Westpark Capital, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Westpark Capital, Inc.: Regulatory assets under management: $27,843,468 in the October 2021 data and $53,077,941 in the October 2026 data, up 91%. Total employees: 15 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Westpark Capital, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (265)."
    },
    {
      "q": "Does Westpark Capital, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/39914"
    },
    {
      "q": "What changed in Westpark Capital, Inc.'s recent Form ADV filings?",
      "a": "In the July 2026 filing data: Registered or notice-filed in SC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 27843468.0,
      "total_employees": 15,
      "filing_date": "2021-05-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 34591044.0,
      "total_employees": 13,
      "filing_date": "2022-09-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 35149433.0,
      "total_employees": 13,
      "filing_date": "2023-06-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 29970039.0,
      "total_employees": 17,
      "filing_date": "2024-03-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 47569260.0,
      "total_employees": 15,
      "filing_date": "2025-06-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 53077941.0,
      "total_employees": 11,
      "filing_date": "2026-06-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in SC."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $47,569,260 to $53,077,941 (+12%).",
        "Employees performing advisory functions went from 10 to 11.",
        "Added an office in New York, NY.",
        "No longer lists an office in Los Angeles, CA."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in NV."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2.75% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $150 to $7,500 (Financial Plans)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2.75% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "WPC is compensated by a percentage of the total fees charged on the account. An annual asset-based fee can range from .25% to 2.75% of assets."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $150 to $7,500 (Financial Plans)"
        ],
        "quotes": [
          "Fees for Financial Plans can range from a minimum of $150.00 to as high as $7,500 per plan depending upon the simplicity or complexity of your plan."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.75
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 150.0,
          "max": 7500.0,
          "period": "one_time",
          "service": "Financial Plans"
        }
      ]
    },
    "quotes": [
      "WPC is compensated by a percentage of the total fees charged on the account. An annual asset-based fee can range from .25% to 2.75% of assets.",
      "Fees for Financial Plans can range from a minimum of $150.00 to as high as $7,500 per plan depending upon the simplicity or complexity of your plan."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/westpark-capital-inc-los-angeles-ca-39914.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 265,
      "fewer_than_5": false,
      "raum": 53077941.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/39914",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}