# Westover Capital Advisors, LLC

> Westover Capital Advisors, LLC is an SEC-registered investment advisory firm in Wilmington, DE, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 126520
- Filed as: WESTOVER CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wilmington, DE
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126520
- AdvisorCensus page: https://advisorcensus.com/firm/westover-capital-advisors-llc-wilmington-de-126520

## Quick answers

**How is Westover Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Westover Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Westover Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Westover Capital Advisors, LLC located?**
Westover Capital Advisors, LLC's principal office is in Wilmington, DE, according to its Form ADV.

**Is Westover Capital Advisors, LLC registered with the SEC or a state?**
Westover Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 126520.

**How much does Westover Capital Advisors, LLC manage?**
Westover Capital Advisors, LLC reports $652,907,439 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Westover Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Westover Capital Advisors, LLC: Regulatory assets under management: $341,684,329 in the October 2021 data and $652,907,439 in the October 2026 data, up 91%. Total employees: 7 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westover Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (125); individuals (other than high net worth individuals) (113); charitable organizations (17).

**Which custodians does Westover Capital Advisors, LLC use?**
Westover Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Westover Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126520

**Does Westover Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Westover Capital Advisors, LLC has no stated minimum fees or minimum account requirements."

**What changed in Westover Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $568,636,870 to $652,907,439 (+15%). Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it)

> Our annual fees for Investment Management and Wealth Advisory Services are based upon a percentage of assets under management according to the schedule below and generally range from 0.75% to 1.5%.

- Account minimum: None

> Westover Capital Advisors, LLC has no stated minimum fees or minimum account requirements.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $652,907,439
- Discretionary: $652,907,439
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $33,918,713 |
| High net worth individuals | 125 | $527,762,909 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $8,533,325 |
| Charitable organizations | 17 | $82,692,492 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2005 (21 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DE, FL, MD, NC, NJ, PA, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- westovercapital.com
- Facebook @westovercapitaladvisors
- LinkedIn @WESTOVER-CAPITAL-ADVISORSLLC
- X @WestoverCapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $341,684,329 | 7 | March 31, 2021 |
| October 2022 | $411,144,992 | 8 | March 25, 2022 |
| October 2023 | $355,720,669 | 8 | March 20, 2023 |
| October 2024 | $401,243,103 | 8 | March 21, 2024 |
| October 2025 | $568,636,870 | 9 | March 26, 2025 |
| October 2026 | $652,907,439 | 11 | March 30, 2026 |

Regulatory assets under management: $341,684,329 in the October 2021 data and $652,907,439 in the October 2026 data, up 91%.
Total employees: 7 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $568,636,870 to $652,907,439 (+15%).
- Employees performing advisory functions went from 5 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westover Capital Advisors, LLC (CRD 126520): Form ADV filing data as of October 2026.