{
  "crd_number": 126520,
  "slug": "westover-capital-advisors-llc-wilmington-de-126520",
  "primary_business_name": "WESTOVER CAPITAL ADVISORS, LLC",
  "legal_name": "WESTOVER CAPITAL ADVISORS, LLC",
  "dbas": [],
  "city": "Wilmington",
  "state": "DE",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2005-06-03",
  "years_registered": 21,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 652907439.0,
  "raum_discretionary": 652907439.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 82692492.0,
      "count": 17
    },
    "individuals": {
      "raum": 33918713.0,
      "count": 113
    },
    "pension_profit_sharing": {
      "raum": 8533325.0,
      "count": 12
    },
    "high_net_worth_individuals": {
      "raum": 527762909.0,
      "count": 125
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "DE",
    "FL",
    "MD",
    "NC",
    "NJ",
    "PA",
    "VA"
  ],
  "websites": [
    "https://facebook.com/westovercapitaladvisors",
    "https://linkedin.com/COMPANY/WESTOVER-CAPITAL-ADVISORSLLC",
    "https://twitter.com/WestoverCapital",
    "https://westovercapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126520",
  "city_as_filed": "WILMINGTON",
  "url": "https://advisorcensus.com/firm/westover-capital-advisors-llc-wilmington-de-126520",
  "display_name": "Westover Capital Advisors, LLC",
  "summary": "Westover Capital Advisors, LLC is an SEC-registered investment advisory firm in Wilmington, DE, registered since 2005, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Westover Capital Advisors, LLC (CRD 126520): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Westover Capital Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Westover Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Westover Capital Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Westover Capital Advisors, LLC located?",
      "a": "Westover Capital Advisors, LLC's principal office is in Wilmington, DE, according to its Form ADV."
    },
    {
      "q": "Is Westover Capital Advisors, LLC registered with the SEC or a state?",
      "a": "Westover Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 126520."
    },
    {
      "q": "How much does Westover Capital Advisors, LLC manage?",
      "a": "Westover Capital Advisors, LLC reports $652,907,439 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Westover Capital Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Westover Capital Advisors, LLC: Regulatory assets under management: $341,684,329 in the October 2021 data and $652,907,439 in the October 2026 data, up 91%. Total employees: 7 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Westover Capital Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (125); individuals (other than high net worth individuals) (113); charitable organizations (17)."
    },
    {
      "q": "Which custodians does Westover Capital Advisors, LLC use?",
      "a": "Westover Capital Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Westover Capital Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126520"
    },
    {
      "q": "Does Westover Capital Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Westover Capital Advisors, LLC has no stated minimum fees or minimum account requirements.\""
    },
    {
      "q": "What changed in Westover Capital Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $568,636,870 to $652,907,439 (+15%). Employees performing advisory functions went from 5 to 6."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 341684329.0,
      "total_employees": 7,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 411144992.0,
      "total_employees": 8,
      "filing_date": "2022-03-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 355720669.0,
      "total_employees": 8,
      "filing_date": "2023-03-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 401243103.0,
      "total_employees": 8,
      "filing_date": "2024-03-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 568636870.0,
      "total_employees": 9,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 652907439.0,
      "total_employees": 11,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $568,636,870 to $652,907,439 (+15%).",
        "Employees performing advisory functions went from 5 to 6."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.75% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our annual fees for Investment Management and Wealth Advisory Services are based upon a percentage of assets under management according to the schedule below and generally range from 0.75% to 1.5%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Westover Capital Advisors, LLC has no stated minimum fees or minimum account requirements."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.75,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our annual fees for Investment Management and Wealth Advisory Services are based upon a percentage of assets under management according to the schedule below and generally range from 0.75% to 1.5%.",
      "Westover Capital Advisors, LLC has no stated minimum fees or minimum account requirements."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/westover-capital-advisors-llc-wilmington-de-126520.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 113,
      "fewer_than_5": false,
      "raum": 33918713.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 125,
      "fewer_than_5": false,
      "raum": 527762909.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 8533325.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 17,
      "fewer_than_5": false,
      "raum": 82692492.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/126520",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}