# Westmont Advisory, LLC

> Westmont Advisory, LLC is an SEC-registered investment advisory firm in Flower Mound, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 343407
- Filed as: WESTMONT ADVISORY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Flower Mound, TX
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/343407
- AdvisorCensus page: https://advisorcensus.com/firm/westmont-advisory-llc-flower-mound-tx-343407

## Quick answers

**How is Westmont Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Westmont Advisory, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Westmont Advisory, LLC charge?**
Its Form ADV Part 2A brochure dated July 2, 2026 states: Asset-based fee: 3% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Westmont Advisory, LLC located?**
Westmont Advisory, LLC's principal office is in Flower Mound, TX, according to its Form ADV.

**Is Westmont Advisory, LLC registered with the SEC or a state?**
Westmont Advisory, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 343407.

**How much does Westmont Advisory, LLC manage?**
Westmont Advisory, LLC reports $100,000,000 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**What types of clients does Westmont Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7).

**Which custodians does Westmont Advisory, LLC use?**
Westmont Advisory, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Westmont Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343407

**Does Westmont Advisory, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 2, 2026 says: "Westmont generally requires a minimum of $3,000,000 in investable assets to open and maintain an advisory account. Westmont may waive or modify this minimum in its discretion."

**What changed in Westmont Advisory, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 2, 2026)

- Asset-based fee: 3% of assets a year

> Westmont charges an annual advisory fee of 3% of assets under management. The fee is a flat rate and is not tiered or subject to breakpoint pricing.

- Account minimum: $3,000,000 (the brochure says it may be waived or negotiated)

> Westmont generally requires a minimum of $3,000,000 in investable assets to open and maintain an advisory account. Westmont may waive or modify this minimum in its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $100,000,000
- Discretionary: $100,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 7 | $100,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- westmontadvisory.co

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westmont Advisory, LLC (CRD 343407): Form ADV filing data as of October 2026.