# Westmark Wealth Management

> Westmark Wealth Management is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 334109
- Filed as: WESTMARK WEALTH MANAGEMENT
- Legal name: Westmark Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334109
- AdvisorCensus page: https://advisorcensus.com/firm/westmark-wealth-management-phoenix-az-334109

## Quick answers

**How is Westmark Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Westmark Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Westmark Wealth Management located?**
Westmark Wealth Management's principal office is in Phoenix, AZ, according to its Form ADV.

**Is Westmark Wealth Management registered with the SEC or a state?**
Westmark Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334109.

**How much does Westmark Wealth Management manage?**
Westmark Wealth Management reports $195,353,027 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (34% discretionary).

**How have Westmark Wealth Management's assets and staff changed since 2025?**
In the Form ADV data for Westmark Wealth Management: Regulatory assets under management: $160,000,000 in the October 2025 data and $195,353,027 in the October 2026 data, up 22%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westmark Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (492); high net worth individuals (51); pension and profit sharing plans (but not the plan participants or government pension plans) (32).

**Which custodians does Westmark Wealth Management use?**
Westmark Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and SEI as custodians holding 10% or more of its separately managed account assets.

**Does Westmark Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334109

**Does Westmark Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "The Advisor does not have any minimum requirements for opening or maintaining an account."

**What changed in Westmark Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $160,000,000 to $195,353,027 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: None

> The Advisor does not have any minimum requirements for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- SEI

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $195,353,027
- Discretionary: $65,792,320
- Non-discretionary: $129,560,707

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 492 | $35,941,551 |
| High net worth individuals | 51 | $92,750,340 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $66,661,136 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, GA, IL, NY, OR, PA, TN, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- westmarkwealth.com
- LinkedIn @watermark-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $160,000,000 | 4 | June 9, 2025 |
| October 2026 | $195,353,027 | 4 | March 10, 2026 |

Regulatory assets under management: $160,000,000 in the October 2025 data and $195,353,027 in the October 2026 data, up 22%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $160,000,000 to $195,353,027 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westmark Wealth Management (CRD 334109): Form ADV filing data as of October 2026.