# Westhampton Capital

> Westhampton Capital is an SEC-registered investment advisory firm in Winston-Salem, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.

- CRD: 119176
- Filed as: WESTHAMPTON CAPITAL
- Legal name: Westhampton Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winston-Salem, NC
- Filing period: October 2026
- Form ADV filing dated: January 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/119176
- AdvisorCensus page: https://advisorcensus.com/firm/westhampton-capital-winston-salem-nc-119176

## Quick answers

**How is Westhampton Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Westhampton Capital reports these compensation arrangements: a percentage of assets under its management.

**What does Westhampton Capital's brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Westhampton Capital located?**
Westhampton Capital's principal office is in Winston-Salem, NC, according to its Form ADV.

**Is Westhampton Capital registered with the SEC or a state?**
Westhampton Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 119176.

**How much does Westhampton Capital manage?**
Westhampton Capital reports $238,519,094 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).

**How have Westhampton Capital's assets and staff changed since 2021?**
In the Form ADV data for Westhampton Capital: Regulatory assets under management: $168,833,437 in the October 2021 data and $238,519,094 in the October 2026 data, up 41%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Westhampton Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (37); charitable organizations (1).

**Which custodians does Westhampton Capital use?**
Westhampton Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Westhampton Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119176

**Does Westhampton Capital state an account minimum?**
Its Form ADV Part 2A brochure dated January 6, 2026 says: "The minimum portfolio value eligible for conventional investment advisory services is generally $250,000." "Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances."

**What changed in Westhampton Capital's recent Form ADV filings?**
In the February 2026 filing data: Registered or notice-filed in SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 6, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> The negotiable annual fee for portfolio management services, based on a percentage of assets under management, is up to 1.5%.

- Account minimum: $250,000

> The minimum portfolio value eligible for conventional investment advisory services is generally $250,000.

> Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $238,519,094
- Discretionary: $238,519,094
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 105 | $25,375,534 |
| High net worth individuals | 37 | $212,457,015 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 1 | $686,545 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, NC, SC, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- westhamptoncapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $168,833,437 | 5 | January 12, 2021 |
| October 2022 | $191,890,498 | 5 | January 10, 2022 |
| October 2023 | $171,585,343 | 5 | January 6, 2023 |
| October 2024 | $192,552,763 | 4 | January 9, 2024 |
| October 2025 | $222,553,363 | 4 | January 7, 2025 |
| October 2026 | $238,519,094 | 4 | January 6, 2026 |

Regulatory assets under management: $168,833,437 in the October 2021 data and $238,519,094 in the October 2026 data, up 41%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Registered or notice-filed in SC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westhampton Capital (CRD 119176): Form ADV filing data as of October 2026.