{
  "crd_number": 119176,
  "slug": "westhampton-capital-winston-salem-nc-119176",
  "primary_business_name": "WESTHAMPTON CAPITAL",
  "legal_name": "WESTHAMPTON CAPITAL, LLC",
  "dbas": [],
  "city": "Winston-Salem",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "49180",
  "metro": {
    "cbsa_code": "49180",
    "common_name": "Winston-Salem",
    "msa_name": "Winston-Salem, NC",
    "path": "/advisors/nc/winston-salem"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-07-16",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-01-06",
  "carried_forward": false,
  "raum_total": 238519094.0,
  "raum_discretionary": 238519094.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": 686545.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 25375534.0,
      "count": 105
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 212457015.0,
      "count": 37
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": null,
      "count": 0
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IN",
    "NC",
    "SC",
    "VA"
  ],
  "websites": [
    "https://westhamptoncapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119176",
  "city_as_filed": "WINSTON-SALEM",
  "url": "https://advisorcensus.com/firm/westhampton-capital-winston-salem-nc-119176",
  "display_name": "Westhampton Capital",
  "summary": "Westhampton Capital is an SEC-registered investment advisory firm in Winston-Salem, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.",
  "citation": "AdvisorCensus. Westhampton Capital (CRD 119176): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Westhampton Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Westhampton Capital reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Westhampton Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated January 6, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Westhampton Capital located?",
      "a": "Westhampton Capital's principal office is in Winston-Salem, NC, according to its Form ADV."
    },
    {
      "q": "Is Westhampton Capital registered with the SEC or a state?",
      "a": "Westhampton Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 119176."
    },
    {
      "q": "How much does Westhampton Capital manage?",
      "a": "Westhampton Capital reports $238,519,094 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary)."
    },
    {
      "q": "How have Westhampton Capital's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Westhampton Capital: Regulatory assets under management: $168,833,437 in the October 2021 data and $238,519,094 in the October 2026 data, up 41%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Westhampton Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (105); high net worth individuals (37); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Westhampton Capital use?",
      "a": "Westhampton Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Westhampton Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119176"
    },
    {
      "q": "Does Westhampton Capital state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 6, 2026 says: \"The minimum portfolio value eligible for conventional investment advisory services is generally $250,000.\" \"Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances.\""
    },
    {
      "q": "What changed in Westhampton Capital's recent Form ADV filings?",
      "a": "In the February 2026 filing data: Registered or notice-filed in SC."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 168833437.0,
      "total_employees": 5,
      "filing_date": "2021-01-12"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 191890498.0,
      "total_employees": 5,
      "filing_date": "2022-01-10"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 171585343.0,
      "total_employees": 5,
      "filing_date": "2023-01-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 192552763.0,
      "total_employees": 4,
      "filing_date": "2024-01-09"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 222553363.0,
      "total_employees": 4,
      "filing_date": "2025-01-07"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 238519094.0,
      "total_employees": 4,
      "filing_date": "2026-01-06"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in SC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 6, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The negotiable annual fee for portfolio management services, based on a percentage of assets under management, is up to 1.5%."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000"
        ],
        "quotes": [
          "The minimum portfolio value eligible for conventional investment advisory services is generally $250,000.",
          "Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The negotiable annual fee for portfolio management services, based on a percentage of assets under management, is up to 1.5%.",
      "The minimum portfolio value eligible for conventional investment advisory services is generally $250,000.",
      "Westhampton Capital may, at its discretion, make exceptions to the foregoing or negotiate special fee arrangements where Westhampton Capital deems it appropriate under the circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/westhampton-capital-winston-salem-nc-119176.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 105,
      "fewer_than_5": false,
      "raum": 25375534.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 37,
      "fewer_than_5": false,
      "raum": 212457015.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 686545.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119176",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}