{
  "crd_number": 142188,
  "slug": "western-asset-management-company-pte-ltd-singapore-142188",
  "primary_business_name": "WESTERN ASSET MANAGEMENT COMPANY PTE LTD",
  "legal_name": "WESTERN ASSET MANAGEMENT COMPANY PTE LTD",
  "dbas": [],
  "city": "Singapore",
  "state": null,
  "country": "Singapore",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2006-11-17",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-09-16",
  "carried_forward": false,
  "raum_total": 2801930835.0,
  "raum_discretionary": 1813079819.0,
  "raum_non_discretionary": 988851016.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": null
    },
    "charitable": {
      "raum": 0.0,
      "count": null
    },
    "individuals": {
      "raum": 0.0,
      "count": null
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": null
    },
    "state_municipal": {
      "raum": 63192104.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 1996037262.0,
      "count": 4,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": null
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": null
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": null
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": null
    },
    "pooled_investment_vehicles": {
      "raum": 703500244.0,
      "count": 4
    },
    "corporations_other_businesses": {
      "raum": 39201225.0,
      "count": 1,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": null
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [],
  "websites": [
    "https://facebook.com/westernasset",
    "https://linkedin.com/company/western-asset-management",
    "https://twitter.com/westernasset",
    "https://westernasset.com/sg"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142188",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "SINGAPORE",
  "url": "https://advisorcensus.com/firm/western-asset-management-company-pte-ltd-singapore-142188",
  "display_name": "Western Asset Management Company Pte Ltd",
  "summary": "Western Asset Management Company Pte Ltd is an SEC-registered investment advisory firm in Singapore, Singapore, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.",
  "citation": "AdvisorCensus. Western Asset Management Company Pte Ltd (CRD 142188): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Western Asset Management Company Pte Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Western Asset Management Company Pte Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Western Asset Management Company Pte Ltd located?",
      "a": "Western Asset Management Company Pte Ltd's principal office is in Singapore, Singapore, according to its Form ADV."
    },
    {
      "q": "Is Western Asset Management Company Pte Ltd registered with the SEC or a state?",
      "a": "Western Asset Management Company Pte Ltd is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 142188."
    },
    {
      "q": "How much does Western Asset Management Company Pte Ltd manage?",
      "a": "Western Asset Management Company Pte Ltd reports $2,801,930,835 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (65% discretionary)."
    },
    {
      "q": "How have Western Asset Management Company Pte Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Western Asset Management Company Pte Ltd: Regulatory assets under management: $6,334,936,874 in the October 2021 data and $2,801,930,835 in the October 2026 data, down 56%. Total employees: 22 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Western Asset Management Company Pte Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); insurance companies (4); state or municipal government entities (including government pension plans) (1)."
    },
    {
      "q": "Which custodians does Western Asset Management Company Pte Ltd use?",
      "a": "Western Asset Management Company Pte Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists HSBC and State Street Bank & Trust Co. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Western Asset Management Company Pte Ltd report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142188"
    },
    {
      "q": "What changed in Western Asset Management Company Pte Ltd's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 6334936874.0,
      "total_employees": 22,
      "filing_date": "2021-08-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 5288909695.0,
      "total_employees": 23,
      "filing_date": "2022-09-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 3843258488.0,
      "total_employees": 23,
      "filing_date": "2023-06-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 4212320038.0,
      "total_employees": 23,
      "filing_date": "2023-12-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3992246827.0,
      "total_employees": 20,
      "filing_date": "2024-12-23"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2801930835.0,
      "total_employees": 9,
      "filing_date": "2026-09-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Item 11 disclosure answers changed: 3 yes answers, previously 5 (now no: 11.D(2), 11.D(4))."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Regulatory assets under management went from $3,992,246,827 to $2,801,930,835 (-30%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "HSBC",
      "name_as_filed": "HSBC",
      "affiliated": false
    },
    {
      "name": "State Street Bank & Trust Co.",
      "name_as_filed": "STATE STREET BANK & TRUST CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/western-asset-management-company-pte-ltd-singapore-142188.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 703500244.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 63192104.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 4,
      "fewer_than_5": true,
      "raum": 1996037262.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 39201225.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142188",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}