# Westcott Investment Advisors LLC

> Westcott Investment Advisors LLC is a state-registered investment advisory firm in Danielson, CT, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 19, 2026.

- CRD: 126955
- Filed as: WESTCOTT INVESTMENT ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Danielson, CT
- Filing period: October 2026
- Form ADV filing dated: January 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126955
- AdvisorCensus page: https://advisorcensus.com/firm/westcott-investment-advisors-llc-danielson-ct-126955

## Quick answers

**How is Westcott Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Westcott Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Westcott Investment Advisors LLC located?**
Westcott Investment Advisors LLC's principal office is in Danielson, CT, according to its Form ADV.

**Is Westcott Investment Advisors LLC registered with the SEC or a state?**
Westcott Investment Advisors LLC is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 126955.

**How much does Westcott Investment Advisors LLC manage?**
Westcott Investment Advisors LLC reports $63,559,697 in regulatory assets under management in its Form ADV filing dated January 19, 2026 (0% discretionary).

**What types of clients does Westcott Investment Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (49); high net worth individuals (17).

**Does Westcott Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126955

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $63,559,697
- Discretionary: $0
- Non-discretionary: $63,559,697

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 49 | $22,432,606 |
| High net worth individuals | 17 | $41,127,091 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Westcott Investment Advisors LLC (CRD 126955): Form ADV filing data as of October 2026.