# Wesley Owen Bales Investment Advisory Service

> Wesley Owen Bales Investment Advisory Service is a state-registered investment advisory firm, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 114010
- Filed as: WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE
- Legal name: Wesley Owen Bales Investment Advisory Services Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114010
- AdvisorCensus page: https://advisorcensus.com/firm/wesley-owen-bales-investment-advisory-service-114010

## Quick answers

**How is Wesley Owen Bales Investment Advisory Service compensated?**
On its Form ADV (Item 5.E, October 2026), Wesley Owen Bales Investment Advisory Service reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Wesley Owen Bales Investment Advisory Service registered with the SEC or a state?**
Wesley Owen Bales Investment Advisory Service is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 114010.

**How much does Wesley Owen Bales Investment Advisory Service manage?**
Wesley Owen Bales Investment Advisory Service reports $31,620,000 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (75% discretionary).

**What types of clients does Wesley Owen Bales Investment Advisory Service serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (28); high net worth individuals (10).

**Does Wesley Owen Bales Investment Advisory Service report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114010

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $31,620,000
- Discretionary: $23,652,966
- Non-discretionary: $7,967,034

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 28 | $10,439,254 |
| High net worth individuals | 10 | $21,180,746 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wesley Owen Bales Investment Advisory Service (CRD 114010): Form ADV filing data as of October 2026.