# Wescap Group

> Wescap Group is an SEC-registered investment advisory firm in Glendale, CA, registered since 1988, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 104759
- Filed as: WESCAP GROUP
- Legal name: Wescap Management Group, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Glendale, CA
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104759
- AdvisorCensus page: https://advisorcensus.com/firm/wescap-group-glendale-ca-104759

## Quick answers

**How is Wescap Group compensated?**
On its Form ADV (Item 5.E, October 2026), Wescap Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Wescap Group located?**
Wescap Group's principal office is in Glendale, CA, according to its Form ADV.

**Is Wescap Group registered with the SEC or a state?**
Wescap Group is an SEC-registered investment advisory firm, registered since 1988. Status as filed: Approved. CRD 104759.

**How much does Wescap Group manage?**
Wescap Group reports $1,088,000,000 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (83% discretionary).

**How have Wescap Group's assets and staff changed since 2021?**
In the Form ADV data for Wescap Group: Regulatory assets under management: $801,900,000 in the October 2021 data and $1,088,000,000 in the October 2026 data, up 36%. Total employees: 15 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wescap Group serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (205); individuals (other than high net worth individuals) (116); pooled investment vehicles (other than investment companies and business development companies) (8).

**Which custodians does Wescap Group use?**
Wescap Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Wescap Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104759

**What changed in Wescap Group's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $985,000,000 to $1,088,000,000 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,088,000,000
- Discretionary: $901,000,000
- Non-discretionary: $187,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 116 | $54,000,000 |
| High net worth individuals | 205 | $1,014,000,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $8,000,000 |
| Charitable organizations | 2 | $12,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1988 (38 years)
- Employees: 13 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, LA, NV, OR, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- wescapgroup.com
- Facebook @wescapgroup
- LinkedIn @wescap-group
- X @wescapgroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $801,900,000 | 15 | March 17, 2021 |
| October 2022 | $913,500,000 | 13 | July 1, 2022 |
| October 2023 | $849,700,000 | 13 | June 7, 2023 |
| October 2024 | $920,000,000 | 13 | February 23, 2024 |
| October 2025 | $985,000,000 | 13 | April 8, 2025 |
| October 2026 | $1,088,000,000 | 13 | September 14, 2026 |

Regulatory assets under management: $801,900,000 in the October 2021 data and $1,088,000,000 in the October 2026 data, up 36%.
Total employees: 15 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $985,000,000 to $1,088,000,000 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wescap Group (CRD 104759): Form ADV filing data as of October 2026.