# Werlemann Wealth Management

> Werlemann Wealth Management is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.

- CRD: 317777
- Filed as: WERLEMANN WEALTH MANAGEMENT
- Legal name: Werlemann Securities LLC
- Also doing business as: WERLEMANN WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: February 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317777
- AdvisorCensus page: https://advisorcensus.com/firm/werlemann-wealth-management-newport-beach-ca-317777

## Quick answers

**How is Werlemann Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Werlemann Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**How much does Werlemann Wealth Management charge?**
Its Form ADV Part 2A brochure dated February 12, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Werlemann Wealth Management located?**
Werlemann Wealth Management's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Werlemann Wealth Management registered with the SEC or a state?**
Werlemann Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317777.

**How much does Werlemann Wealth Management manage?**
Werlemann Wealth Management reports $110,000,000 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary).

**How have Werlemann Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for Werlemann Wealth Management: Regulatory assets under management: $151,355,226 in the October 2022 data and $110,000,000 in the October 2026 data, down 27%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Werlemann Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (30); individuals (other than high net worth individuals) (10).

**Which custodians does Werlemann Wealth Management use?**
Werlemann Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Werlemann Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317777

**Does Werlemann Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated February 12, 2026 says: "Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging us. However, our firm generally recommends a minimum household account balance of $ 1,000,000 for our Asset Management service."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 12, 2026)

- Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)

> The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.

- Account minimum: $1,000,000

> Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging us. However, our firm generally recommends a minimum household account balance of $ 1,000,000 for our Asset Management service.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $110,000,000
- Discretionary: $110,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $5,000,000 |
| High net worth individuals | 30 | $105,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- werlemannwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $151,355,226 | 1 | May 19, 2022 |
| October 2023 | $91,603,000 | 1 | March 9, 2023 |
| October 2024 | $93,131,000 | 1 | January 19, 2024 |
| October 2025 | $102,215,000 | 1 | January 29, 2025 |
| October 2026 | $110,000,000 | 1 | February 12, 2026 |

Regulatory assets under management: $151,355,226 in the October 2022 data and $110,000,000 in the October 2026 data, down 27%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Werlemann Wealth Management (CRD 317777): Form ADV filing data as of October 2026.