{
  "crd_number": 317777,
  "slug": "werlemann-wealth-management-newport-beach-ca-317777",
  "primary_business_name": "WERLEMANN WEALTH MANAGEMENT",
  "legal_name": "WERLEMANN SECURITIES LLC",
  "dbas": [
    "WERLEMANN WEALTH MANAGEMENT"
  ],
  "city": "Newport Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-01-03",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-02-12",
  "carried_forward": false,
  "raum_total": 110000000.0,
  "raum_discretionary": 110000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 5000000.0,
      "count": 10
    },
    "high_net_worth_individuals": {
      "raum": 105000000.0,
      "count": 30
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA"
  ],
  "websites": [
    "https://werlemannwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317777",
  "city_as_filed": "NEWPORT BEACH",
  "url": "https://advisorcensus.com/firm/werlemann-wealth-management-newport-beach-ca-317777",
  "display_name": "Werlemann Wealth Management",
  "summary": "Werlemann Wealth Management is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 12, 2026.",
  "citation": "AdvisorCensus. Werlemann Wealth Management (CRD 317777): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Werlemann Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Werlemann Wealth Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Werlemann Wealth Management charge?",
      "a": "Its Form ADV Part 2A brochure dated February 12, 2026 states: Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Werlemann Wealth Management located?",
      "a": "Werlemann Wealth Management's principal office is in Newport Beach, CA, according to its Form ADV."
    },
    {
      "q": "Is Werlemann Wealth Management registered with the SEC or a state?",
      "a": "Werlemann Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317777."
    },
    {
      "q": "How much does Werlemann Wealth Management manage?",
      "a": "Werlemann Wealth Management reports $110,000,000 in regulatory assets under management in its Form ADV filing dated February 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have Werlemann Wealth Management's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Werlemann Wealth Management: Regulatory assets under management: $151,355,226 in the October 2022 data and $110,000,000 in the October 2026 data, down 27%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Werlemann Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (30); individuals (other than high net worth individuals) (10)."
    },
    {
      "q": "Which custodians does Werlemann Wealth Management use?",
      "a": "Werlemann Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Werlemann Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317777"
    },
    {
      "q": "Does Werlemann Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 12, 2026 says: \"Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging us. However, our firm generally recommends a minimum household account balance of $ 1,000,000 for our Asset Management service.\""
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 151355226.0,
      "total_employees": 1,
      "filing_date": "2022-05-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 91603000.0,
      "total_employees": 1,
      "filing_date": "2023-03-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 93131000.0,
      "total_employees": 1,
      "filing_date": "2024-01-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 102215000.0,
      "total_employees": 1,
      "filing_date": "2025-01-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 110000000.0,
      "total_employees": 1,
      "filing_date": "2026-02-12"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 12, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2.25% of assets a year",
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2.25% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging us. However, our firm generally recommends a minimum household account balance of $ 1,000,000 for our Asset Management service."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.25,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The maximum annual fee charged for this service will not exceed 2.25%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.",
      "Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging us. However, our firm generally recommends a minimum household account balance of $ 1,000,000 for our Asset Management service."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/werlemann-wealth-management-newport-beach-ca-317777.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 5000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 30,
      "fewer_than_5": false,
      "raum": 105000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/317777",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}