{
  "crd_number": 165192,
  "slug": "wellington-management-japan-pte-ltd-tokyo-165192",
  "primary_business_name": "WELLINGTON MANAGEMENT JAPAN PTE LTD",
  "legal_name": "WELLINGTON MANAGEMENT JAPAN PTE. LTD.",
  "dbas": [],
  "city": "Tokyo",
  "state": null,
  "country": "Japan",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-01-02",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 17746863140.0,
  "raum_discretionary": 17021825860.0,
  "raum_non_discretionary": 725037280.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 65,
  "advisory_employees": 9,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 10307054914.0,
      "count": 12
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 559693102.0,
      "count": 15
    },
    "other_investment_advisers": {
      "raum": 910162549.0,
      "count": 2,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 2004445546.0,
      "count": 7
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 3965507029.0,
      "count": 13
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/company/wellington-management",
    "https://linkedin.com/showcase/65394709/admin",
    "https://linkedin.com/showcase/wellington-private-investing",
    "https://twitter.com/Wellington_Mgmt",
    "https://wellington.com",
    "https://youtube.com/channel/UCLxxQTYBPCBn4DOXH1ON52w"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165192",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "TOKYO",
  "url": "https://advisorcensus.com/firm/wellington-management-japan-pte-ltd-tokyo-165192",
  "display_name": "Wellington Management Japan Pte Ltd",
  "summary": "Wellington Management Japan Pte Ltd is an SEC-registered investment advisory firm in Tokyo, Japan, registered since 2013, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Wellington Management Japan Pte Ltd (CRD 165192): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Wellington Management Japan Pte Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Wellington Management Japan Pte Ltd reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Wellington Management Japan Pte Ltd located?",
      "a": "Wellington Management Japan Pte Ltd's principal office is in Tokyo, Japan, according to its Form ADV."
    },
    {
      "q": "Is Wellington Management Japan Pte Ltd registered with the SEC or a state?",
      "a": "Wellington Management Japan Pte Ltd is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 165192."
    },
    {
      "q": "How much does Wellington Management Japan Pte Ltd manage?",
      "a": "Wellington Management Japan Pte Ltd reports $17,746,863,140 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (96% discretionary)."
    },
    {
      "q": "How have Wellington Management Japan Pte Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Wellington Management Japan Pte Ltd: Regulatory assets under management: $42,635,230,653 in the October 2021 data and $17,746,863,140 in the October 2026 data, down 58%. Total employees: 76 in October 2021 and 65 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Wellington Management Japan Pte Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (15); sovereign wealth funds and foreign official institutions (13); banking or thrift institutions (12)."
    },
    {
      "q": "Which custodians does Wellington Management Japan Pte Ltd use?",
      "a": "Wellington Management Japan Pte Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman, Japan Trustee Services Bank and Master Trust Bank of Japan as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Wellington Management Japan Pte Ltd report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165192"
    },
    {
      "q": "What changed in Wellington Management Japan Pte Ltd's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 42635230653.0,
      "total_employees": 76,
      "filing_date": "2021-07-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 27532942972.0,
      "total_employees": 79,
      "filing_date": "2022-04-12"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 18993293325.0,
      "total_employees": 91,
      "filing_date": "2023-05-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 18118911081.0,
      "total_employees": 76,
      "filing_date": "2024-07-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 17879829778.0,
      "total_employees": 72,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 17746863140.0,
      "total_employees": 65,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 8 to 9.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Brown Brothers Harriman",
      "name_as_filed": "BROWN BROTHERS HARRIMAN",
      "affiliated": false
    },
    {
      "name": "Japan Trustee Services Bank",
      "name_as_filed": "JAPAN TRUSTEE SERVICES BANK",
      "affiliated": false
    },
    {
      "name": "Master Trust Bank of Japan",
      "name_as_filed": "MASTER TRUST BANK OF JAPAN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/wellington-management-japan-pte-ltd-tokyo-165192.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 12,
      "fewer_than_5": false,
      "raum": 10307054914.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 2004445546.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 15,
      "fewer_than_5": false,
      "raum": 559693102.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 2,
      "fewer_than_5": true,
      "raum": 910162549.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 13,
      "fewer_than_5": false,
      "raum": 3965507029.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165192",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}