# Wellington Funds (US) LLC

> Wellington Funds (US) LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2017, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 288313
- Filed as: WELLINGTON FUNDS (US) LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boston, MA
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288313
- AdvisorCensus page: https://advisorcensus.com/firm/wellington-funds-us-llc-boston-ma-288313

## Quick answers

**How is Wellington Funds (US) LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Wellington Funds (US) LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Wellington Funds (US) LLC located?**
Wellington Funds (US) LLC's principal office is in Boston, MA, according to its Form ADV.

**Is Wellington Funds (US) LLC registered with the SEC or a state?**
Wellington Funds (US) LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288313.

**How much does Wellington Funds (US) LLC manage?**
Wellington Funds (US) LLC reports $5,408,062,700 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (100% discretionary).

**How have Wellington Funds (US) LLC's assets and staff changed since 2021?**
In the Form ADV data for Wellington Funds (US) LLC: Regulatory assets under management: $4,305,734,442 in the October 2021 data and $5,408,062,700 in the October 2026 data, up 26%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Wellington Funds (US) LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (16).

**Does Wellington Funds (US) LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288313

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,408,062,700
- Discretionary: $5,408,062,700
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $5,408,062,700 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, MA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288313

### Websites listed on Form ADV (Item 1.I)
- wellington.com
- LinkedIn @COMPANY-BETA
- LinkedIn @65394709
- LinkedIn @wellington-private-investing
- X @Wellington_Mgmt
- YouTube @UCLxxQTYBPCBn4DOXH1ON52w

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $4,305,734,442 | 3 | March 31, 2021 |
| October 2022 | $5,438,332,134 | 0 | September 28, 2022 |
| October 2023 | $5,217,107,509 | 0 | October 3, 2023 |
| October 2024 | $5,006,413,922 | 0 | July 10, 2024 |
| October 2025 | $5,032,760,799 | 2 | March 31, 2025 |
| October 2026 | $5,408,062,700 | 2 | July 9, 2026 |

Regulatory assets under management: $4,305,734,442 in the October 2021 data and $5,408,062,700 in the October 2026 data, up 26%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Wellington Funds (US) LLC (CRD 288313): Form ADV filing data as of October 2026.